{
  "crd_number": 268821,
  "slug": "griffin-asset-management-llc-268821",
  "primary_business_name": "GRIFFIN ASSET MANAGEMENT LLC",
  "legal_name": "GRIFFIN ASSET MANAGEMENT LLC",
  "dbas": [
    "HEDGEACT"
  ],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2024-03-21",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://hedgeact.com",
    "https://lamcoalts.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/268821",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/griffin-asset-management-llc-268821",
  "display_name": "Griffin Asset Management LLC",
  "summary": "Griffin Asset Management LLC is an exempt reporting adviser, filing reports since 2024. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Griffin Asset Management LLC (CRD 268821): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "How does Griffin Asset Management LLC report to regulators?",
      "a": "Griffin Asset Management LLC is an exempt reporting adviser, filing reports since 2024. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 268821."
    },
    {
      "q": "How have Griffin Asset Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Griffin Asset Management LLC: Regulatory assets under management: $228,935,422 in the October 2021 data and $105,828,730 in the October 2023 data, down 54%. Total employees: 6 in October 2021 and 6 in October 2023. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Does Griffin Asset Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/268821"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 228935422.0,
      "total_employees": 6,
      "filing_date": "2021-06-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 291731510.0,
      "total_employees": 6,
      "filing_date": "2022-06-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 105828730.0,
      "total_employees": 6,
      "filing_date": "2023-08-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/griffin-asset-management-llc-268821.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/268821",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
