{ "crd_number": 307645, "slug": "greycliff-wealth-management-llc-new-york-ny-307645", "primary_business_name": "GREYCLIFF WEALTH MANAGEMENT, LLC", "legal_name": "GREYCLIFF WEALTH MANAGEMENT, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-03-20", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-04-10", "carried_forward": false, "raum_total": 83776167.0, "raum_discretionary": 83776167.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 4, "advisory_employees": 4, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 20530500.0, "count": 88 }, "high_net_worth_individuals": { "raum": 59504532.0, "count": 58 }, "corporations_other_businesses": { "raum": 3741135.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "FL", "NY" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307645", "disclosure_items": [ { "item": "11.E(1)", "question": "Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/greycliff-wealth-management-llc-new-york-ny-307645", "display_name": "Greycliff Wealth Management, LLC", "summary": "Greycliff Wealth Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 10, 2026.", "citation": "AdvisorCensus. Greycliff Wealth Management, LLC (CRD 307645): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Greycliff Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Greycliff Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Greycliff Wealth Management, LLC located?", "a": "Greycliff Wealth Management, LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Greycliff Wealth Management, LLC registered with the SEC or a state?", "a": "Greycliff Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307645." }, { "q": "How much does Greycliff Wealth Management, LLC manage?", "a": "Greycliff Wealth Management, LLC reports $83,776,167 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (100% discretionary)." }, { "q": "How have Greycliff Wealth Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Greycliff Wealth Management, LLC: Regulatory assets under management: $53,030,286 in the October 2021 data and $83,776,167 in the October 2026 data, up 58%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Greycliff Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (88); high net worth individuals (58)." }, { "q": "Which custodians does Greycliff Wealth Management, LLC use?", "a": "Greycliff Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Greycliff Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.E(1) (self-regulatory organization's finding of a false statement or omission), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307645" }, { "q": "Does Greycliff Wealth Management, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"GreyCliff does not impose a stated minimum fee or minimum portfolio value for starting or maintaining an investment advisory relationship.\"" }, { "q": "What changed in Greycliff Wealth Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $96,760,924 to $83,776,167 (-13%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 53030286.0, "total_employees": 4, "filing_date": "2021-09-23" }, { "period": "2022-10-01", "regulatory_assets_under_management": 53249928.0, "total_employees": 4, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 41877389.0, "total_employees": 4, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 75013687.0, "total_employees": 4, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 96760924.0, "total_employees": 4, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 83776167.0, "total_employees": 4, "filing_date": "2026-04-10" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $96,760,924 to $83,776,167 (-13%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": "None", "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "GreyCliff does not impose a stated minimum fee or minimum portfolio value for starting or maintaining an investment advisory relationship." ] }, { "label": "Minimum annual fee", "statements": [ "Minimum annual fee: None" ], "quotes": [ "GreyCliff does not impose a stated minimum fee or minimum portfolio value for starting or maintaining an investment advisory relationship." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": 0.0, "planning": [] }, "quotes": [ "GreyCliff does not impose a stated minimum fee or minimum portfolio value for starting or maintaining an investment advisory relationship.", "GreyCliff does not impose a stated minimum fee or minimum portfolio value for starting or maintaining an investment advisory relationship." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/greycliff-wealth-management-llc-new-york-ny-307645.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 88, "fewer_than_5": false, "raum": 20530500.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 58, "fewer_than_5": false, "raum": 59504532.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 3741135.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307645", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }