# Greenwood Investors LLC

> Greenwood Investors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 155088
- Filed as: GREENWOOD INVESTORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155088
- AdvisorCensus page: https://advisorcensus.com/firm/greenwood-investors-llc-new-york-ny-155088

## Quick answers

**How is Greenwood Investors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Greenwood Investors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Greenwood Investors LLC located?**
Greenwood Investors LLC's principal office is in New York, NY, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Greenwood Investors LLC registered with the SEC or a state?**
Greenwood Investors LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 155088.

**How much does Greenwood Investors LLC manage?**
Greenwood Investors LLC reports $179,785,599 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (98% discretionary).

**How have Greenwood Investors LLC's assets and staff changed since 2021?**
In the Form ADV data for Greenwood Investors LLC: Regulatory assets under management: $121,652,154 in the October 2021 data and $179,785,599 in the October 2026 data, up 48%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Greenwood Investors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); high net worth individuals (7); pooled investment vehicles (other than investment companies and business development companies) (5).

**Which custodians does Greenwood Investors LLC use?**
Greenwood Investors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Greenwood Investors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155088

**What changed in Greenwood Investors LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $116,493,122 to $179,785,599 (+54%). Added an office in New Orleans, LA. Registered or notice-filed in CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $179,785,599
- Discretionary: $175,933,554
- Non-discretionary: $3,852,045

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $2,273,602 |
| High net worth individuals | 7 | $5,252,331 |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $168,136,756 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,457,064 |
| Other | Fewer than 5 | $1,665,846 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2018 (8 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, LA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- New Orleans, LA

### Websites listed on Form ADV (Item 1.I)
- [gwinvestors.com](https://gwinvestors.com)
- X @GWInvestors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $121,652,154 | 3 | August 5, 2021 |
| October 2022 | $118,171,517 | 3 | March 31, 2022 |
| October 2023 | $79,912,177 | 3 | March 31, 2023 |
| October 2024 | $70,581,214 | 4 | March 31, 2024 |
| October 2025 | $116,493,122 | 4 | March 31, 2025 |
| October 2026 | $179,785,599 | 4 | July 14, 2026 |

Regulatory assets under management: $121,652,154 in the October 2021 data and $179,785,599 in the October 2026 data, up 48%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $116,493,122 to $179,785,599 (+54%).
- Added an office in New Orleans, LA.
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Greenwood Investors LLC (CRD 155088): Form ADV filing data as of October 2026.