# Greenshields Capital LLC

> Greenshields Capital LLC is an SEC-registered investment advisory firm in El Segundo, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 284814
- Filed as: GREENSHIELDS CAPITAL LLC
- Also doing business as: GREENSHIELDS PLAN ADVISORY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: El Segundo, CA
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284814
- AdvisorCensus page: https://advisorcensus.com/firm/greenshields-capital-llc-el-segundo-ca-284814

## Quick answers

**How is Greenshields Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Greenshields Capital LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Greenshields Capital LLC located?**
Greenshields Capital LLC's principal office is in El Segundo, CA, according to its Form ADV.

**Is Greenshields Capital LLC registered with the SEC or a state?**
Greenshields Capital LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 284814.

**How much does Greenshields Capital LLC manage?**
Greenshields Capital LLC reports $192,479,530 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**How have Greenshields Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Greenshields Capital LLC: Regulatory assets under management: $139,242,553 in the October 2021 data and $192,479,530 in the October 2026 data, up 38%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Greenshields Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (71); individuals (other than high net worth individuals) (64); other investment advisers (5).

**Which custodians does Greenshields Capital LLC use?**
Greenshields Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Greenshields Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284814

**Does Greenshields Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 17, 2026 says: "There is an account minimum of $150,000, which may be waived by GSCL in its discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Account minimum: $150,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $150,000, which may be waived by GSCL in its discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $192,479,530
- Discretionary: $192,479,530
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 64 | $40,335,281 |
| High net worth individuals | 71 | $150,342,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 5 | $1,802,249 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- greenshieldscapital.com
- i401kplan.com
- Facebook @greenshieldscapital
- LinkedIn @greenshields-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $139,242,553 | 2 | September 16, 2021 |
| October 2022 | $167,610,244 | 2 | July 14, 2022 |
| October 2023 | $145,117,573 | 2 | April 18, 2023 |
| October 2024 | $158,240,079 | 2 | February 28, 2024 |
| October 2025 | $177,482,041 | 2 | March 11, 2025 |
| October 2026 | $192,479,530 | 2 | March 17, 2026 |

Regulatory assets under management: $139,242,553 in the October 2021 data and $192,479,530 in the October 2026 data, up 38%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Greenshields Capital LLC (CRD 284814): Form ADV filing data as of October 2026.