# Greene & Company Financial Services LLC

> Greene & Company Financial Services LLC is a state-registered investment advisory firm in Moultonborough, NH, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 14, 2024.

- CRD: 126875
- Filed as: GREENE & COMPANY FINANCIAL SERVICES LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Moultonborough, NH
- Filing period: October 2026
- Form ADV filing dated: August 14, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/126875
- AdvisorCensus page: https://advisorcensus.com/firm/greene-and-company-financial-services-llc-moultonborough-nh-126875

## Quick answers

**How is Greene & Company Financial Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Greene & Company Financial Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Greene & Company Financial Services LLC located?**
Greene & Company Financial Services LLC's principal office is in Moultonborough, NH, according to its Form ADV.

**Is Greene & Company Financial Services LLC registered with the SEC or a state?**
Greene & Company Financial Services LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 126875.

**How much does Greene & Company Financial Services LLC manage?**
Greene & Company Financial Services LLC reports $8,815,098 in regulatory assets under management in its Form ADV filing dated August 14, 2024 (100% discretionary).

**What types of clients does Greene & Company Financial Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (69).

**Does Greene & Company Financial Services LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126875

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $8,815,098
- Discretionary: $8,815,098
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 69 | $8,815,098 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NH
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126875

### Websites listed on Form ADV (Item 1.I)
- [lcurve.com](https://lcurve.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Greene & Company Financial Services LLC (CRD 126875): Form ADV filing data as of October 2026.