# Great Plans Capital Management, LLC

> Great Plans Capital Management, LLC is a state-registered investment advisory firm in Cary, NC, registered since 2007, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 127717
- Filed as: GREAT PLANS CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Cary, NC
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/127717
- AdvisorCensus page: https://advisorcensus.com/firm/great-plans-capital-management-llc-cary-nc-127717

## Quick answers

**How is Great Plans Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Great Plans Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Great Plans Capital Management, LLC located?**
Great Plans Capital Management, LLC's principal office is in Cary, NC, according to its Form ADV.

**Is Great Plans Capital Management, LLC registered with the SEC or a state?**
Great Plans Capital Management, LLC is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 127717.

**How much does Great Plans Capital Management, LLC manage?**
Great Plans Capital Management, LLC reports $10,470,570 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (0% discretionary).

**What types of clients does Great Plans Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (31); pension and profit sharing plans (but not the plan participants or government pension plans) (10); high net worth individuals (3).

**Does Great Plans Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127717

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $10,470,570
- Discretionary: $0
- Non-discretionary: $10,470,570

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $3,539,291 |
| High net worth individuals | 3 | $3,922,379 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $3,008,900 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2007 (19 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- greatplansadvisors.com
- Facebook facebook.com
- Instagram @greatplansadvisors
- LinkedIn @great-plans-capital-management
- X @greatplansadv
- YouTube @GreatPlansCapitalManagement

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Great Plans Capital Management, LLC (CRD 127717): Form ADV filing data as of October 2026.