# Great Plains Advisory Services LLC

> Great Plains Advisory Services LLC is a state-registered investment advisory firm in Fargo, ND, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 331168
- Filed as: GREAT PLAINS ADVISORY SERVICES LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Fargo, ND
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331168
- AdvisorCensus page: https://advisorcensus.com/firm/great-plains-advisory-services-llc-fargo-nd-331168

## Quick answers

**How is Great Plains Advisory Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Great Plains Advisory Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Great Plains Advisory Services LLC located?**
Great Plains Advisory Services LLC's principal office is in Fargo, ND, according to its Form ADV.

**Is Great Plains Advisory Services LLC registered with the SEC or a state?**
Great Plains Advisory Services LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 331168.

**How much does Great Plains Advisory Services LLC manage?**
Great Plains Advisory Services LLC reports $61,421,080 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (100% discretionary).

**What types of clients does Great Plains Advisory Services LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (92); individuals (other than high net worth individuals) (80); charitable organizations (2).

**Does Great Plains Advisory Services LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331168

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $61,421,080
- Discretionary: $61,421,080
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 80 | $10,417,104 |
| High net worth individuals | 92 | $50,541,285 |
| Charitable organizations | 2 | $462,691 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN, ND
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331168

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Great Plains Advisory Services LLC (CRD 331168): Form ADV filing data as of October 2026.