# Great Ocean Road Financial

> Great Ocean Road Financial is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 331567
- Filed as: GREAT OCEAN ROAD FINANCIAL
- Legal name: Great Ocean Road Financial, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331567
- AdvisorCensus page: https://advisorcensus.com/firm/great-ocean-road-financial-331567

## Quick answers

**How is Great Ocean Road Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Great Ocean Road Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Great Ocean Road Financial registered with the SEC or a state?**
Great Ocean Road Financial is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 331567.

**How much does Great Ocean Road Financial manage?**
Great Ocean Road Financial reports $7,800,000 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (87% discretionary).

**What types of clients does Great Ocean Road Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17).

**Does Great Ocean Road Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331567

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $7,800,000
- Discretionary: $6,750,000
- Non-discretionary: $1,050,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $4,950,000 |
| High net worth individuals | Fewer than 5 | $1,800,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,050,000 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2024 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, FL, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Great Ocean Road Financial (CRD 331567): Form ADV filing data as of October 2026.