# Great Lakes Financial Strategies, LLC

> Great Lakes Financial Strategies, LLC is a state-registered investment advisory firm in Oshkosh, WI, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 323837
- Filed as: GREAT LAKES FINANCIAL STRATEGIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Oshkosh, WI
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/323837
- AdvisorCensus page: https://advisorcensus.com/firm/great-lakes-financial-strategies-llc-oshkosh-wi-323837

## Quick answers

**How is Great Lakes Financial Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Great Lakes Financial Strategies, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Great Lakes Financial Strategies, LLC located?**
Great Lakes Financial Strategies, LLC's principal office is in Oshkosh, WI, according to its Form ADV.

**Is Great Lakes Financial Strategies, LLC registered with the SEC or a state?**
Great Lakes Financial Strategies, LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 323837.

**How much does Great Lakes Financial Strategies, LLC manage?**
Great Lakes Financial Strategies, LLC reports $4,013,886 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (0% discretionary).

**What types of clients does Great Lakes Financial Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13); high net worth individuals (1).

**Does Great Lakes Financial Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323837

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,013,886
- Discretionary: $0
- Non-discretionary: $4,013,886

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $2,019,952 |
| High net worth individuals | 1 | $1,993,934 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- greatlakesfs.com
- Facebook facebook.com
- LinkedIn @deb-allison-aasby-cdfa®-0a8836b

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Great Lakes Financial Strategies, LLC (CRD 323837): Form ADV filing data as of October 2026.