# Great Lakes Financial Companies Inc.

> Great Lakes Financial Companies Inc. is a state-registered investment advisory firm in Twinsburg, OH, registered since 1999, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 120272
- Filed as: GREAT LAKES FINANCIAL COMPANIES INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Twinsburg, OH
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/120272
- AdvisorCensus page: https://advisorcensus.com/firm/great-lakes-financial-companies-inc-twinsburg-oh-120272

## Quick answers

**How is Great Lakes Financial Companies Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Great Lakes Financial Companies Inc. reports these compensation arrangements: a percentage of assets under its management; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Great Lakes Financial Companies Inc. located?**
Great Lakes Financial Companies Inc.'s principal office is in Twinsburg, OH, according to its Form ADV.

**Is Great Lakes Financial Companies Inc. registered with the SEC or a state?**
Great Lakes Financial Companies Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 120272.

**How much does Great Lakes Financial Companies Inc. manage?**
Great Lakes Financial Companies Inc. reports $10,858,012 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (100% discretionary).

**What types of clients does Great Lakes Financial Companies Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (71).

**Does Great Lakes Financial Companies Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120272

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $10,858,012
- Discretionary: $10,858,012
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 71 | $10,858,012 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Great Lakes Financial Companies Inc. (CRD 120272): Form ADV filing data as of October 2026.