# Gravity Capital Management LLC

> Gravity Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 137083
- Filed as: GRAVITY CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/137083
- AdvisorCensus page: https://advisorcensus.com/firm/gravity-capital-management-llc-new-york-ny-137083

## Quick answers

**How is Gravity Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gravity Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Gravity Capital Management LLC located?**
Gravity Capital Management LLC's principal office is in New York, NY, according to its Form ADV.

**Is Gravity Capital Management LLC registered with the SEC or a state?**
Gravity Capital Management LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 137083.

**How much does Gravity Capital Management LLC manage?**
Gravity Capital Management LLC reports $94,034,321 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Gravity Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Gravity Capital Management LLC: Regulatory assets under management: $53,489,987 in the October 2021 data and $94,034,321 in the October 2026 data, up 76%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gravity Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (16); individuals (other than high net worth individuals) (12).

**Which custodians does Gravity Capital Management LLC use?**
Gravity Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Northern Trust Securities, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Gravity Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137083

**Does Gravity Capital Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "GCM does not require a minimum investment amount in its SMAs."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: None

> GCM does not require a minimum investment amount in its SMAs.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Northern Trust Securities, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $94,034,321
- Discretionary: $94,034,321
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $2,793,229 |
| High net worth individuals | 16 | $36,957,581 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $4,654,931 |
| Charitable organizations | Fewer than 5 | $6,547,755 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | Fewer than 5 | $34,059,363 |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | Fewer than 5 | $9,021,462 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (6 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $53,489,987 | 1 | May 14, 2021 |
| October 2022 | $64,208,354 | 1 | March 31, 2022 |
| October 2023 | $49,459,824 | 2 | March 28, 2023 |
| October 2024 | $67,891,887 | 2 | March 1, 2024 |
| October 2025 | $88,003,337 | 2 | March 27, 2025 |
| October 2026 | $94,034,321 | 2 | March 30, 2026 |

Regulatory assets under management: $53,489,987 in the October 2021 data and $94,034,321 in the October 2026 data, up 76%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gravity Capital Management LLC (CRD 137083): Form ADV filing data as of October 2026.