# Grattan Financial Strategies, Inc.

> Grattan Financial Strategies, Inc. is an SEC-registered investment advisory firm in San Gabriel, CA, registered since 1998, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 7, 2026.

- CRD: 108449
- Filed as: GRATTAN FINANCIAL STRATEGIES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Gabriel, CA
- Filing period: October 2026
- Form ADV filing dated: January 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108449
- AdvisorCensus page: https://advisorcensus.com/firm/grattan-financial-strategies-inc-san-gabriel-ca-108449

## Quick answers

**How is Grattan Financial Strategies, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Grattan Financial Strategies, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; commissions.

**How much does Grattan Financial Strategies, Inc. charge?**
Its Form ADV Part 2A brochure dated January 7, 2026 states: Hourly rate: $500 an hour (advice). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Grattan Financial Strategies, Inc. located?**
Grattan Financial Strategies, Inc.'s principal office is in San Gabriel, CA, according to its Form ADV.

**Is Grattan Financial Strategies, Inc. registered with the SEC or a state?**
Grattan Financial Strategies, Inc. is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 108449.

**How much does Grattan Financial Strategies, Inc. manage?**
Grattan Financial Strategies, Inc. reports $352,782,386 in regulatory assets under management in its Form ADV filing dated January 7, 2026 (45% discretionary).

**How have Grattan Financial Strategies, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Grattan Financial Strategies, Inc.: Regulatory assets under management: $285,622,141 in the October 2021 data and $352,782,386 in the October 2026 data, up 24%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Grattan Financial Strategies, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (285); high net worth individuals (28).

**Does Grattan Financial Strategies, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108449

**What changed in Grattan Financial Strategies, Inc.'s recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $317,361,425 to $352,782,386 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated January 7, 2026)

- Hourly rate: $500 an hour (advice)

> GFS may provide advice on an hourly basis for a fee. These fees can be billed at a minimum of $500.00 per hour and can be negotiated depending on the complexity of the issue.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $352,782,386
- Discretionary: $158,046,348
- Non-discretionary: $194,736,038

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 285 | $118,486,701 |
| High net worth individuals | 28 | $234,295,685 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1998 (28 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $285,622,141 | 3 | January 8, 2021 |
| October 2022 | $328,820,903 | 3 | January 10, 2022 |
| October 2023 | $256,733,586 | 3 | January 16, 2023 |
| October 2024 | $277,731,872 | 3 | January 8, 2024 |
| October 2025 | $317,361,425 | 3 | January 6, 2025 |
| October 2026 | $352,782,386 | 3 | January 7, 2026 |

Regulatory assets under management: $285,622,141 in the October 2021 data and $352,782,386 in the October 2026 data, up 24%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $317,361,425 to $352,782,386 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Grattan Financial Strategies, Inc. (CRD 108449): Form ADV filing data as of October 2026.