{ "crd_number": 291477, "slug": "graticule-asset-management-asia-pte-ltd-singapore-291477", "primary_business_name": "GRATICULE ASSET MANAGEMENT ASIA PTE. LTD.", "legal_name": "GRATICULE ASSET MANAGEMENT ASIA PTE. LTD.", "dbas": [ "GRATICULE ASSET MANAGEMENT ASIA" ], "city": "Singapore", "state": null, "country": "Singapore", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-04-27", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 1539110173.0, "raum_discretionary": 1539110173.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 18, "advisory_employees": 10, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 1344760724.0, "count": 1, "description": "SEPARATELY MANAGED ACCOUNTS", "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 194349449.0, "count": 4 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [], "websites": [ "https://gama.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/291477", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "SINGAPORE", "url": "https://advisorcensus.com/firm/graticule-asset-management-asia-pte-ltd-singapore-291477", "display_name": "Graticule Asset Management Asia Pte. Ltd.", "summary": "Graticule Asset Management Asia Pte. Ltd. is an SEC-registered investment advisory firm in Singapore, Singapore, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. Graticule Asset Management Asia Pte. Ltd. (CRD 291477): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Graticule Asset Management Asia Pte. Ltd. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Graticule Asset Management Asia Pte. Ltd. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Graticule Asset Management Asia Pte. Ltd. located?", "a": "Graticule Asset Management Asia Pte. Ltd.'s principal office is in Singapore, Singapore, according to its Form ADV." }, { "q": "Is Graticule Asset Management Asia Pte. Ltd. registered with the SEC or a state?", "a": "Graticule Asset Management Asia Pte. Ltd. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 291477." }, { "q": "How much does Graticule Asset Management Asia Pte. Ltd. manage?", "a": "Graticule Asset Management Asia Pte. Ltd. reports $1,539,110,173 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)." }, { "q": "How have Graticule Asset Management Asia Pte. Ltd.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Graticule Asset Management Asia Pte. Ltd.: Regulatory assets under management: $2,889,567,664 in the October 2021 data and $1,539,110,173 in the October 2026 data, down 47%. Total employees: 58 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Graticule Asset Management Asia Pte. Ltd. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4); other (1)." }, { "q": "Which custodians does Graticule Asset Management Asia Pte. Ltd. use?", "a": "Graticule Asset Management Asia Pte. Ltd.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citigroup Global Markets Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Graticule Asset Management Asia Pte. Ltd. report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291477" }, { "q": "What changed in Graticule Asset Management Asia Pte. Ltd.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 10. Regulatory assets under management went from $682,253,584 to $1,539,110,173 (+126%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2889567664.0, "total_employees": 58, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3327002452.0, "total_employees": 55, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2784801948.0, "total_employees": 49, "filing_date": "2023-07-13" }, { "period": "2024-10-01", "regulatory_assets_under_management": 270646133.0, "total_employees": 10, "filing_date": "2024-05-15" }, { "period": "2025-10-01", "regulatory_assets_under_management": 682253584.0, "total_employees": 16, "filing_date": "2025-03-26" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1539110173.0, "total_employees": 18, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 9 to 10.", "Regulatory assets under management went from $682,253,584 to $1,539,110,173 (+126%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Citigroup Global Markets Inc.", "name_as_filed": "CITIGROUP GLOBAL MARKETS INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/graticule-asset-management-asia-pte-ltd-singapore-291477.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 4, "fewer_than_5": false, "raum": 194349449.0 }, { "type": "other", "label": "Other", "count": 1, "fewer_than_5": true, "raum": 1344760724.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/291477", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }