{ "crd_number": 287806, "slug": "graniteshares-advisors-llc-new-york-ny-287806", "primary_business_name": "GRANITESHARES ADVISORS LLC", "legal_name": "GRANITESHARES ADVISORS LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-03-08", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-01-08", "carried_forward": false, "raum_total": 9194340000.0, "raum_discretionary": 0.0, "raum_non_discretionary": 9194340000.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 6, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 9194340000.0, "count": 67 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287806", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/graniteshares-advisors-llc-new-york-ny-287806", "display_name": "Graniteshares Advisors LLC", "summary": "Graniteshares Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated January 8, 2026.", "citation": "AdvisorCensus. Graniteshares Advisors LLC (CRD 287806): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Graniteshares Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Graniteshares Advisors LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Graniteshares Advisors LLC located?", "a": "Graniteshares Advisors LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Graniteshares Advisors LLC registered with the SEC or a state?", "a": "Graniteshares Advisors LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 287806." }, { "q": "How much does Graniteshares Advisors LLC manage?", "a": "Graniteshares Advisors LLC reports $9,194,340,000 in regulatory assets under management in its Form ADV filing dated January 8, 2026 (0% discretionary)." }, { "q": "How have Graniteshares Advisors LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Graniteshares Advisors LLC: Regulatory assets under management: $198,432,637 in the October 2021 data and $9,194,340,000 in the October 2026 data, up 4533%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Graniteshares Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (67)." }, { "q": "Does Graniteshares Advisors LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287806" }, { "q": "What changed in Graniteshares Advisors LLC's recent Form ADV filings?", "a": "In the February 2026 filing data: Employees performing advisory functions went from 3 to 6. Regulatory assets under management went from $7,015,439,275 to $9,194,340,000 (+31%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 198432637.0, "total_employees": 3, "filing_date": "2021-02-23" }, { "period": "2022-10-01", "regulatory_assets_under_management": 443178464.0, "total_employees": 3, "filing_date": "2022-03-08" }, { "period": "2023-10-01", "regulatory_assets_under_management": 330746498.0, "total_employees": 3, "filing_date": "2023-06-12" }, { "period": "2024-10-01", "regulatory_assets_under_management": 510570049.0, "total_employees": 4, "filing_date": "2024-03-18" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7015439275.0, "total_employees": 4, "filing_date": "2025-02-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9194340000.0, "total_employees": 6, "filing_date": "2026-01-08" } ], "recent_changes": [ { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Employees performing advisory functions went from 3 to 6.", "Regulatory assets under management went from $7,015,439,275 to $9,194,340,000 (+31%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/graniteshares-advisors-llc-new-york-ny-287806.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 67, "fewer_than_5": false, "raum": 9194340000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287806", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }