# Granite Harbor Advisors, Inc.

> Granite Harbor Advisors, Inc. is an SEC-registered investment advisory firm in Houston, TX, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 10, 2026.

- CRD: 179523
- Filed as: GRANITE HARBOR ADVISORS, INC.
- Also doing business as: GRANITE HARBOR COMPANIES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: August 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/179523
- AdvisorCensus page: https://advisorcensus.com/firm/granite-harbor-advisors-inc-houston-tx-179523

## Quick answers

**How is Granite Harbor Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Granite Harbor Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Granite Harbor Advisors, Inc. located?**
Granite Harbor Advisors, Inc.'s principal office is in Houston, TX, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Granite Harbor Advisors, Inc. registered with the SEC or a state?**
Granite Harbor Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 179523.

**How much does Granite Harbor Advisors, Inc. manage?**
Granite Harbor Advisors, Inc. reports $642,136,188 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (99% discretionary).

**How have Granite Harbor Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Granite Harbor Advisors, Inc.: Regulatory assets under management: $263,240,737 in the October 2021 data and $642,136,188 in the October 2026 data, up 144%. Total employees: 7 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Granite Harbor Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (262); high net worth individuals (154); corporations or other businesses not listed above (7).

**Which custodians does Granite Harbor Advisors, Inc. use?**
Granite Harbor Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Granite Harbor Advisors, Inc. report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.E(1) (self-regulatory organization's finding of a false statement or omission), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/179523

**What changed in Granite Harbor Advisors, Inc.'s recent Form ADV filings?**
In the June 2026 filing data: Added the business name Granite Harbor Companies. Added an office in Hartland, WI. Registered or notice-filed in WI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $642,136,188
- Discretionary: $635,838,352
- Non-discretionary: $6,297,836

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 262 | $99,797,360 |
| High net worth individuals | 154 | $486,705,852 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $20,188,991 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $6,297,836 |
| Charitable organizations | Fewer than 5 | $1,827,873 |
| Insurance companies | Fewer than 5 | $16,218,637 |
| Corporations or other businesses not listed above | 7 | $11,099,639 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 12 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: LA, NH, TX, WI
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(1): Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/179523

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Hartland, WI

### Websites listed on Form ADV (Item 1.I)
- graniteharbor.com
- graniteharboradvisors.com
- graniteharborgroup.com
- Facebook @GRANITEHARBORADVISORS
- LinkedIn @BRIANWSAK
- LinkedIn @NICHOLAS-BROWN-74525150
- LinkedIn @SHAWDALE
- LinkedIn @TIMSMITH4
- LinkedIn @granite-harbor-advisors
- LinkedIn @bethaniebaker
- LinkedIn @cameronmcilhenny
- LinkedIn @courtney-synnott-96682599
- LinkedIn @derek-j-taylor
- LinkedIn @emileniyonkuru
- LinkedIn @holly-mz-williams
- LinkedIn @jared-virgadamo-crpc®-cfs®-771a7a57
- LinkedIn @morganschweitzerkeith
- LinkedIn @sarah-seefeldt-864989318
- LinkedIn @tasha-slawson
- LinkedIn @tom-kelley-mba-41663b18
- X @GHAdvisors
- YouTube @graniteharboradvisors7862

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $263,240,737 | 7 | March 15, 2021 |
| October 2022 | $339,254,843 | 8 | August 31, 2022 |
| October 2023 | $323,630,376 | 12 | May 9, 2023 |
| October 2024 | $401,223,647 | 12 | April 25, 2024 |
| October 2025 | $561,382,077 | 15 | July 8, 2025 |
| October 2026 | $642,136,188 | 12 | August 10, 2026 |

Regulatory assets under management: $263,240,737 in the October 2021 data and $642,136,188 in the October 2026 data, up 144%.
Total employees: 7 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Added the business name Granite Harbor Companies.
- Added an office in Hartland, WI.
- Registered or notice-filed in WI.

### April 2026
- Employees performing advisory functions went from 8 to 6.
- Regulatory assets under management went from $561,382,077 to $642,136,188 (+14%).

### February 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Granite Harbor Advisors, Inc. (CRD 179523): Form ADV filing data as of October 2026.