# Granite Group Advisors, LLC

> Granite Group Advisors, LLC is an SEC-registered investment advisory firm in Stamford, CT, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 127357
- Filed as: GRANITE GROUP ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Stamford, CT
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127357
- AdvisorCensus page: https://advisorcensus.com/firm/granite-group-advisors-llc-stamford-ct-127357

## Quick answers

**How is Granite Group Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Granite Group Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Granite Group Advisors, LLC located?**
Granite Group Advisors, LLC's principal office is in Stamford, CT, according to its Form ADV.

**Is Granite Group Advisors, LLC registered with the SEC or a state?**
Granite Group Advisors, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 127357.

**How much does Granite Group Advisors, LLC manage?**
Granite Group Advisors, LLC reports $829,616,574 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (51% discretionary).

**How have Granite Group Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Granite Group Advisors, LLC: Regulatory assets under management: $586,035,871 in the October 2021 data and $829,616,574 in the October 2026 data, up 42%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Granite Group Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (122); other (37); charitable organizations (5).

**Which custodians does Granite Group Advisors, LLC use?**
Granite Group Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Capital Markets, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Granite Group Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127357

**What changed in Granite Group Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $711,256,888 to $829,616,574 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $829,616,574
- Discretionary: $424,854,019
- Non-discretionary: $404,762,555

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 122 | $393,361,496 |
| Investment companies | 2 | $12,984,340 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $621,024 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $39,248,406 |
| Charitable organizations | 5 | $28,876,257 |
| Corporations or other businesses not listed above | 1 | $1,532,124 |
| Other | 37 | $352,992,927 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2003 (23 years)
- Employees: 8 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, MI, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ggahelp.com
- ggaretirement.com
- granitegroupadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $586,035,871 | 5 | April 27, 2021 |
| October 2022 | $699,219,369 | 5 | April 1, 2022 |
| October 2023 | $600,540,604 | 7 | April 4, 2023 |
| October 2024 | $565,199,742 | 6 | March 19, 2024 |
| October 2025 | $711,256,888 | 6 | March 31, 2025 |
| October 2026 | $829,616,574 | 8 | March 26, 2026 |

Regulatory assets under management: $586,035,871 in the October 2021 data and $829,616,574 in the October 2026 data, up 42%.
Total employees: 5 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $711,256,888 to $829,616,574 (+17%).

### January 2026
- No longer registered or notice-filed in NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Granite Group Advisors, LLC (CRD 127357): Form ADV filing data as of October 2026.