# Granite Capital

> Granite Capital is an SEC-registered investment advisory firm in Oakland, CA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 141743
- Filed as: GRANITE CAPITAL
- Legal name: Granite Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oakland, CA
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141743
- AdvisorCensus page: https://advisorcensus.com/firm/granite-capital-oakland-ca-141743

## Quick answers

**How is Granite Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Granite Capital reports these compensation arrangements: a percentage of assets under its management.

**Where is Granite Capital located?**
Granite Capital's principal office is in Oakland, CA, according to its Form ADV.

**Is Granite Capital registered with the SEC or a state?**
Granite Capital is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 141743.

**How much does Granite Capital manage?**
Granite Capital reports $314,602,057 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (99% discretionary).

**How have Granite Capital's assets and staff changed since 2024?**
In the Form ADV data for Granite Capital: Regulatory assets under management: $215,324,011 in the October 2024 data and $314,602,057 in the October 2026 data, up 46%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Granite Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (62); individuals (other than high net worth individuals) (14); corporations or other businesses not listed above (8).

**Which custodians does Granite Capital use?**
Granite Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does Granite Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141743

**Does Granite Capital state an account minimum?**
Its Form ADV Part 2A brochure dated April 1, 2026 says: "Granite generally requires a minimum account size of $100,000."

**What changed in Granite Capital's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $238,066,622 to $314,602,057 (+32%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 1, 2026)

- Account minimum: $100,000

> Granite generally requires a minimum account size of $100,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $314,602,057
- Discretionary: $312,285,017
- Non-discretionary: $2,317,040

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $4,621,610 |
| High net worth individuals | 62 | $303,485,733 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $2,317,040 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 8 | $4,177,674 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- granitecapitalllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $215,324,011 | 2 | August 6, 2024 |
| October 2025 | $238,066,622 | 2 | March 31, 2025 |
| October 2026 | $314,602,057 | 2 | April 1, 2026 |

Regulatory assets under management: $215,324,011 in the October 2024 data and $314,602,057 in the October 2026 data, up 46%.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $238,066,622 to $314,602,057 (+32%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Granite Capital (CRD 141743): Form ADV filing data as of October 2026.