# Grand Slam Asset Management, LLC

> Grand Slam Asset Management, LLC is an SEC-registered investment advisory firm in Englewood Cliffs, NJ, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 161122
- Filed as: GRAND SLAM ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Englewood Cliffs, NJ
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161122
- AdvisorCensus page: https://advisorcensus.com/firm/grand-slam-asset-management-llc-englewood-cliffs-nj-161122

## Quick answers

**How is Grand Slam Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Grand Slam Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Grand Slam Asset Management, LLC located?**
Grand Slam Asset Management, LLC's principal office is in Englewood Cliffs, NJ, according to its Form ADV.

**Is Grand Slam Asset Management, LLC registered with the SEC or a state?**
Grand Slam Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161122.

**How much does Grand Slam Asset Management, LLC manage?**
Grand Slam Asset Management, LLC reports $35,017,374 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Grand Slam Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Grand Slam Asset Management, LLC: Regulatory assets under management: $26,245,183 in the October 2021 data and $35,017,374 in the October 2026 data, up 33%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Grand Slam Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5); pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does Grand Slam Asset Management, LLC use?**
Grand Slam Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Grand Slam Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161122

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $35,017,374
- Discretionary: $35,017,374
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 5 | $15,145,318 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $19,872,056 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [gslamcap.com](https://gslamcap.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $26,245,183 | 2 | February 25, 2021 |
| October 2022 | $32,801,195 | 2 | August 9, 2022 |
| October 2023 | $29,303,329 | 2 | March 28, 2023 |
| October 2024 | $30,924,829 | 2 | February 27, 2024 |
| October 2025 | $34,432,989 | 2 | March 12, 2025 |
| October 2026 | $35,017,374 | 2 | March 16, 2026 |

Regulatory assets under management: $26,245,183 in the October 2021 data and $35,017,374 in the October 2026 data, up 33%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Grand Slam Asset Management, LLC (CRD 161122): Form ADV filing data as of October 2026.