# Grafine Capital Holdings LLC

> Grafine Capital Holdings LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 309490
- Filed as: GRAFINE CAPITAL HOLDINGS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309490
- AdvisorCensus page: https://advisorcensus.com/firm/grafine-capital-holdings-llc-new-york-ny-309490

## Quick answers

**How is Grafine Capital Holdings LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Grafine Capital Holdings LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Grafine Capital Holdings LLC located?**
Grafine Capital Holdings LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Grafine Capital Holdings LLC registered with the SEC or a state?**
Grafine Capital Holdings LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 309490.

**How much does Grafine Capital Holdings LLC manage?**
Grafine Capital Holdings LLC reports $774,956,632 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Grafine Capital Holdings LLC's assets and staff changed since 2021?**
In the Form ADV data for Grafine Capital Holdings LLC: Regulatory assets under management: $246,010,112 in the October 2022 data and $774,956,632 in the October 2026 data, up 215%. Total employees: 12 in October 2022 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Grafine Capital Holdings LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does Grafine Capital Holdings LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309490

**What changed in Grafine Capital Holdings LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 6. Regulatory assets under management went from $457,609,964 to $774,956,632 (+69%). Changed its office addresses in London. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $774,956,632
- Discretionary: $774,956,632
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $774,956,632 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 14 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- London

### Websites listed on Form ADV (Item 1.I)
- [grafine.com](https://grafine.com)
- LinkedIn @grafine-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | March 31, 2021 |
| October 2022 | $246,010,112 | 12 | June 28, 2022 |
| October 2023 | $292,239,331 | 16 | September 27, 2023 |
| October 2024 | $606,173,674 | 14 | July 8, 2024 |
| October 2025 | $457,609,964 | 13 | March 31, 2025 |
| October 2026 | $774,956,632 | 14 | March 30, 2026 |

Regulatory assets under management: $246,010,112 in the October 2022 data and $774,956,632 in the October 2026 data, up 215%.
Total employees: 12 in October 2022 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 6.
- Regulatory assets under management went from $457,609,964 to $774,956,632 (+69%).
- Changed its office addresses in London.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Grafine Capital Holdings LLC (CRD 309490): Form ADV filing data as of October 2026.