# Graf Financial, L.L.C.

> Graf Financial, L.L.C. is a state-registered investment advisory firm in Baton Rouge, LA, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 153441
- Filed as: GRAF FINANCIAL, L.L.C.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Baton Rouge, LA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/153441
- AdvisorCensus page: https://advisorcensus.com/firm/graf-financial-l-l-c-baton-rouge-la-153441

## Quick answers

**How is Graf Financial, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Graf Financial, L.L.C. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Graf Financial, L.L.C. located?**
Graf Financial, L.L.C.'s principal office is in Baton Rouge, LA, according to its Form ADV.

**Is Graf Financial, L.L.C. registered with the SEC or a state?**
Graf Financial, L.L.C. is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 153441.

**How much does Graf Financial, L.L.C. manage?**
Graf Financial, L.L.C. reports $80,282,242 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (99% discretionary).

**What types of clients does Graf Financial, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (55); high net worth individuals (20); charitable organizations (1).

**Does Graf Financial, L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/153441

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $80,282,242
- Discretionary: $79,534,531
- Non-discretionary: $747,711

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $26,320,520 |
| High net worth individuals | 20 | $53,370,353 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 1 | $591,369 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, MS, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [graffinancial.com](https://graffinancial.com)
- LinkedIn @graf-financial-llc-fee-only-

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Graf Financial, L.L.C. (CRD 153441): Form ADV filing data as of October 2026.