# Grace Capital Management, LLC

> Grace Capital Management, LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 150054
- Filed as: GRACE CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150054
- AdvisorCensus page: https://advisorcensus.com/firm/grace-capital-management-llc-austin-tx-150054

## Quick answers

**How is Grace Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Grace Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Grace Capital Management, LLC located?**
Grace Capital Management, LLC's principal office is in Austin, TX, according to its Form ADV.

**Is Grace Capital Management, LLC registered with the SEC or a state?**
Grace Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 150054.

**How much does Grace Capital Management, LLC manage?**
Grace Capital Management, LLC reports $108,661,199 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (68% discretionary).

**How have Grace Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Grace Capital Management, LLC: Regulatory assets under management: $118,115,503 in the October 2021 data and $108,661,199 in the October 2026 data, down 8%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Grace Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (54); high net worth individuals (23).

**Which custodians does Grace Capital Management, LLC use?**
Grace Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Grace Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150054

**What changed in Grace Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $142,485,476 to $108,661,199 (-24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $108,661,199
- Discretionary: $73,783,474
- Non-discretionary: $34,877,725

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 54 | $25,779,842 |
| High net worth individuals | 23 | $47,273,978 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $34,877,725 |
| Charitable organizations | Fewer than 5 | $631,042 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $98,612 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- grace-cap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $118,115,503 | 3 | March 31, 2021 |
| October 2022 | $126,066,154 | 3 | March 31, 2022 |
| October 2023 | $120,241,804 | 4 | September 11, 2023 |
| October 2024 | $140,016,218 | 6 | March 28, 2024 |
| October 2025 | $142,485,476 | 7 | March 31, 2025 |
| October 2026 | $108,661,199 | 5 | March 27, 2026 |

Regulatory assets under management: $118,115,503 in the October 2021 data and $108,661,199 in the October 2026 data, down 8%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $142,485,476 to $108,661,199 (-24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Grace Capital Management, LLC (CRD 150054): Form ADV filing data as of October 2026.