# Grace & White, Inc

> Grace & White, Inc is an SEC-registered investment advisory firm in New York, NY, registered since 1977, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 8, 2026.

- CRD: 110761
- Filed as: GRACE & WHITE, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110761
- AdvisorCensus page: https://advisorcensus.com/firm/grace-and-white-inc-new-york-ny-110761

## Quick answers

**How is Grace & White, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Grace & White, Inc reports these compensation arrangements: a percentage of assets under its management.

**How much does Grace & White, Inc charge?**
Its Form ADV Part 2A brochure dated May 8, 2026 states: Up to $1,000,000: 1% a year; Above $1,000,000: 0.6% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Grace & White, Inc located?**
Grace & White, Inc's principal office is in New York, NY, according to its Form ADV.

**Is Grace & White, Inc registered with the SEC or a state?**
Grace & White, Inc is an SEC-registered investment advisory firm, registered since 1977. Status as filed: Approved. CRD 110761.

**How much does Grace & White, Inc manage?**
Grace & White, Inc reports $964,199,268 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (100% discretionary).

**How have Grace & White, Inc's assets and staff changed since 2021?**
In the Form ADV data for Grace & White, Inc: Regulatory assets under management: $871,287,038 in the October 2021 data and $964,199,268 in the October 2026 data, up 11%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Grace & White, Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (156); individuals (other than high net worth individuals) (22); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Grace & White, Inc use?**
Grace & White, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ascent Private Capital Management of U.S. Bank, Butterfield Trust (Bermuda) Limited and Tocqueville Securities L.P. as custodians holding 10% or more of its separately managed account assets.

**Does Grace & White, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110761

**Does Grace & White, Inc state an account minimum?**
Its Form ADV Part 2A brochure dated May 8, 2026 says: "Grace & White has a required minimum account size of $1 million; however this minimum may be waived."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 8, 2026)

- Up to $1,000,000: 1% a year
- Above $1,000,000: 0.6% a year

> 1.00% of the first $1 million of assets under management .60% of the excess over $1 million of assets under management

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Grace & White has a required minimum account size of $1 million; however this minimum may be waived.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Ascent Private Capital Management of U.S. Bank
- Butterfield Trust (Bermuda) Limited
- Tocqueville Securities L.P.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $964,199,268
- Discretionary: $964,199,268
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $8,163,373 |
| High net worth individuals | 156 | $912,156,831 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $28,560,394 |
| Charitable organizations | 2 | $4,786,579 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $10,532,091 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1977 (49 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $871,287,038 | 5 | May 19, 2021 |
| October 2022 | $899,952,865 | 5 | May 20, 2022 |
| October 2023 | $897,789,865 | 5 | May 16, 2023 |
| October 2024 | $948,347,832 | 5 | May 23, 2024 |
| October 2025 | $920,688,699 | 5 | May 8, 2025 |
| October 2026 | $964,199,268 | 5 | May 8, 2026 |

Regulatory assets under management: $871,287,038 in the October 2021 data and $964,199,268 in the October 2026 data, up 11%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Grace & White, Inc (CRD 110761): Form ADV filing data as of October 2026.