# Gotham Block, LLC

> Gotham Block, LLC is a state-registered investment advisory firm in New York, NY, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 5, 2024.

- CRD: 290005
- Filed as: GOTHAM BLOCK, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 5, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/290005
- AdvisorCensus page: https://advisorcensus.com/firm/gotham-block-llc-new-york-ny-290005

## Quick answers

**How is Gotham Block, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gotham Block, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Gotham Block, LLC located?**
Gotham Block, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Gotham Block, LLC registered with the SEC or a state?**
Gotham Block, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 290005.

**How much does Gotham Block, LLC manage?**
Gotham Block, LLC reports $0 in regulatory assets under management in its Form ADV filing dated May 5, 2024.

**Does Gotham Block, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/290005

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gothamblock.com
- LinkedIn @gothamblock

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gotham Block, LLC (CRD 290005): Form ADV filing data as of October 2026.