# Gotham Asset Management, LLC

> Gotham Asset Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2009, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 30, 2026.

- CRD: 149335
- Filed as: GOTHAM ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149335
- AdvisorCensus page: https://advisorcensus.com/firm/gotham-asset-management-llc-new-york-ny-149335

## Quick answers

**How is Gotham Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gotham Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Gotham Asset Management, LLC charge?**
Its Form ADV Part 2A brochure dated July 30, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Gotham Asset Management, LLC located?**
Gotham Asset Management, LLC's principal office is in New York, NY, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Gotham Asset Management, LLC registered with the SEC or a state?**
Gotham Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149335.

**How much does Gotham Asset Management, LLC manage?**
Gotham Asset Management, LLC reports $30,030,456,378 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (100% discretionary).

**How have Gotham Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Gotham Asset Management, LLC: Regulatory assets under management: $4,113,532,811 in the October 2021 data and $30,030,456,378 in the October 2026 data, up 630%. Total employees: 38 in October 2021 and 56 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gotham Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (245); pooled investment vehicles (other than investment companies and business development companies) (33); investment companies (11).

**Which custodians does Gotham Asset Management, LLC use?**
Gotham Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BofA Securities, Inc., Morgan Stanley & Co. LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Gotham Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149335

**What changed in Gotham Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 19 to 22. Regulatory assets under management went from $12,125,094,734 to $30,030,456,378 (+148%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 30, 2026)

- Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it)

> Managed Account advisory fees generally range from 0.50% to 2% annually of the Managed Account assets under management, calculated and billed quarterly in advance, unless otherwise agreed with an investor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- BofA Securities, Inc.
- Morgan Stanley & Co. LLC
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $30,030,456,378
- Discretionary: $30,030,456,378
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 245 | $14,058,306,254 |
| Investment companies | 11 | $3,686,591,273 |
| Pooled investment vehicles (other than investment companies and business development companies) | 33 | $11,850,849,234 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $36,602,749 |
| Corporations or other businesses not listed above | Fewer than 5 | $398,106,868 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2009 (17 years)
- Employees: 56 total, 22 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Port Washington, NY

### Websites listed on Form ADV (Item 1.I)
- gotham.com
- gothametfs.com
- gothamfunds.com
- LinkedIn @gotham-asset-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,113,532,811 | 38 | September 24, 2021 |
| October 2022 | $3,753,748,922 | 38 | July 6, 2022 |
| October 2023 | $4,204,527,920 | 37 | August 7, 2023 |
| October 2024 | $6,306,841,348 | 39 | August 19, 2024 |
| October 2025 | $12,125,094,734 | 42 | May 29, 2025 |
| October 2026 | $30,030,456,378 | 56 | July 30, 2026 |

Regulatory assets under management: $4,113,532,811 in the October 2021 data and $30,030,456,378 in the October 2026 data, up 630%.
Total employees: 38 in October 2021 and 56 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 19 to 22.
- Regulatory assets under management went from $12,125,094,734 to $30,030,456,378 (+148%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gotham Asset Management, LLC (CRD 149335): Form ADV filing data as of October 2026.