# Gordon Oak Financial, LLC

> Gordon Oak Financial, LLC is a state-registered investment advisory firm in Plano, TX, registered since 2021, with no regulatory assets under management reported in its Form ADV filing dated August 13, 2026.

- CRD: 310697
- Filed as: GORDON OAK FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Plano, TX
- Filing period: October 2026
- Form ADV filing dated: August 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/310697
- AdvisorCensus page: https://advisorcensus.com/firm/gordon-oak-financial-llc-plano-tx-310697

## Quick answers

**How is Gordon Oak Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gordon Oak Financial, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); other.

**Where is Gordon Oak Financial, LLC located?**
Gordon Oak Financial, LLC's principal office is in Plano, TX, according to its Form ADV.

**Is Gordon Oak Financial, LLC registered with the SEC or a state?**
Gordon Oak Financial, LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 310697.

**What types of clients does Gordon Oak Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); high net worth individuals (1); corporations or other businesses not listed above (1).

**Does Gordon Oak Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/310697

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $0 |
| High net worth individuals | 1 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gordonoakfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gordon Oak Financial, LLC (CRD 310697): Form ADV filing data as of October 2026.