{ "crd_number": 312912, "slug": "goose-hollow-capital-management-llc-tenafly-nj-312912", "primary_business_name": "GOOSE HOLLOW CAPITAL MANAGEMENT LLC", "legal_name": "GOOSE HOLLOW CAPITAL MANAGEMENT LLC", "dbas": [], "city": "Tenafly", "state": "NJ", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-10-25", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-02-11", "carried_forward": false, "raum_total": 41000000.0, "raum_discretionary": 41000000.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 4, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 41000000.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NJ" ], "websites": [ "https://gham.co", "https://goosehollowcapital.com", "https://linkedin.com/company/goose-hollow-capital-management-llc" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312912", "city_as_filed": "TENAFLY", "url": "https://advisorcensus.com/firm/goose-hollow-capital-management-llc-tenafly-nj-312912", "display_name": "Goose Hollow Capital Management LLC", "summary": "Goose Hollow Capital Management LLC is an SEC-registered investment advisory firm in Tenafly, NJ, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 11, 2026.", "citation": "AdvisorCensus. Goose Hollow Capital Management LLC (CRD 312912): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Goose Hollow Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Goose Hollow Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Goose Hollow Capital Management LLC located?", "a": "Goose Hollow Capital Management LLC's principal office is in Tenafly, NJ, according to its Form ADV." }, { "q": "Is Goose Hollow Capital Management LLC registered with the SEC or a state?", "a": "Goose Hollow Capital Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312912." }, { "q": "How much does Goose Hollow Capital Management LLC manage?", "a": "Goose Hollow Capital Management LLC reports $41,000,000 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (100% discretionary)." }, { "q": "How have Goose Hollow Capital Management LLC's assets and staff changed since 2022?", "a": "In the Form ADV data for Goose Hollow Capital Management LLC: Regulatory assets under management: $98,078,232 in the October 2022 data and $41,000,000 in the October 2026 data, down 58%. Total employees: 4 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Goose Hollow Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (1)." }, { "q": "Does Goose Hollow Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312912" }, { "q": "What changed in Goose Hollow Capital Management LLC's recent Form ADV filings?", "a": "In the March 2026 filing data: Regulatory assets under management went from $57,600,622 to $41,000,000 (-29%)." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 98078232.0, "total_employees": 4, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 69435756.0, "total_employees": 5, "filing_date": "2023-03-03" }, { "period": "2024-10-01", "regulatory_assets_under_management": 56811596.0, "total_employees": 5, "filing_date": "2024-02-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 57600622.0, "total_employees": 4, "filing_date": "2025-02-14" }, { "period": "2026-10-01", "regulatory_assets_under_management": 41000000.0, "total_employees": 4, "filing_date": "2026-02-11" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Regulatory assets under management went from $57,600,622 to $41,000,000 (-29%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/goose-hollow-capital-management-llc-tenafly-nj-312912.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 41000000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312912", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }