# Goodwin Investment Advisory

> Goodwin Investment Advisory is an SEC-registered investment advisory firm in Woodstock, GA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 131193
- Filed as: GOODWIN INVESTMENT ADVISORY
- Legal name: Goodwin Investment Advisory, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Woodstock, GA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/131193
- AdvisorCensus page: https://advisorcensus.com/firm/goodwin-investment-advisory-woodstock-ga-131193

## Quick answers

**How is Goodwin Investment Advisory compensated?**
On its Form ADV (Item 5.E, October 2026), Goodwin Investment Advisory reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Goodwin Investment Advisory located?**
Goodwin Investment Advisory's principal office is in Woodstock, GA, according to its Form ADV.

**Is Goodwin Investment Advisory registered with the SEC or a state?**
Goodwin Investment Advisory is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 131193.

**How much does Goodwin Investment Advisory manage?**
Goodwin Investment Advisory reports $397,007,100 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (99% discretionary).

**How have Goodwin Investment Advisory's assets and staff changed since 2021?**
In the Form ADV data for Goodwin Investment Advisory: Regulatory assets under management: $150,418,297 in the October 2021 data and $397,007,100 in the October 2026 data, up 164%. Total employees: 9 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Goodwin Investment Advisory serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (279); high net worth individuals (118); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Goodwin Investment Advisory use?**
Goodwin Investment Advisory's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Goodwin Investment Advisory report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131193

**What changed in Goodwin Investment Advisory's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $344,435,070 to $397,007,100 (+15%). Registered or notice-filed in AL, TN. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $397,007,100
- Discretionary: $391,330,706
- Non-discretionary: $5,676,394

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 279 | $140,302,872 |
| High net worth individuals | 118 | $249,454,473 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $5,676,394 |
| Charitable organizations | Fewer than 5 | $1,573,361 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 13 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, FL, GA, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [goodwininvestment.com](https://goodwininvestment.com)
- [google.com/maps/ place/Goodwin+Investment+Ad visory/@34.1392354,-84.512943 ,17z/data=!3m1!4b1!4m6!3m5!1 s0x88f56c523](https://google.com/maps/ place/Goodwin+Investment+Ad visory/@34.1392354,-84.512943 ,17z/data=!3m1!4b1!4m6!3m5!1 s0x88f56c523)
- [yelp.com/biz/goodwin-investment-advisory-woodstock](https://yelp.com/biz/goodwin-investment-advisory-woodstock)
- Facebook @GoodwinInvestment
- Instagram @goodwininvestmentadvisory_
- LinkedIn @goodwin-investment-advisory
- YouTube @goodwininvestmentadvisory7224

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $150,418,297 | 9 | August 24, 2021 |
| October 2022 | $203,977,292 | 14 | June 3, 2022 |
| October 2023 | $197,045,555 | 13 | July 21, 2023 |
| October 2024 | $265,863,813 | 13 | September 2, 2024 |
| October 2025 | $344,435,070 | 12 | April 1, 2025 |
| October 2026 | $397,007,100 | 13 | March 30, 2026 |

Regulatory assets under management: $150,418,297 in the October 2021 data and $397,007,100 in the October 2026 data, up 164%.
Total employees: 9 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $344,435,070 to $397,007,100 (+15%).
- Registered or notice-filed in AL, TN.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in AL, TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Goodwin Investment Advisory (CRD 131193): Form ADV filing data as of October 2026.