{
  "crd_number": 131193,
  "slug": "goodwin-investment-advisory-woodstock-ga-131193",
  "primary_business_name": "GOODWIN INVESTMENT ADVISORY",
  "legal_name": "GOODWIN INVESTMENT ADVISORY, LLC",
  "dbas": [],
  "city": "Woodstock",
  "state": "GA",
  "country": "United States",
  "cbsa_code": "12060",
  "metro": {
    "cbsa_code": "12060",
    "common_name": "Atlanta",
    "msa_name": "Atlanta-Sandy Springs-Roswell, GA",
    "path": "/advisors/ga/atlanta"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-01-16",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 397007100.0,
  "raum_discretionary": 391330706.0,
  "raum_non_discretionary": 5676394.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 13,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1573361.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 140302872.0,
      "count": 279
    },
    "pension_profit_sharing": {
      "raum": 5676394.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 249454473.0,
      "count": 118
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "CA",
    "FL",
    "GA",
    "SC",
    "TN",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/GoodwinInvestment",
    "https://goodwininvestment.com",
    "https://google.com/maps/ place/Goodwin+Investment+Ad visory/@34.1392354,-84.512943 ,17z/data=!3m1!4b1!4m6!3m5!1 s0x88f56c523",
    "https://instagram.com/goodwininvestmentadvisory_",
    "https://linkedin.com/company/goodwin-investment-advisory",
    "https://yelp.com/biz/goodwin-investment-advisory-woodstock",
    "https://youtube.com/@goodwininvestmentadvisory7224"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131193",
  "city_as_filed": "WOODSTOCK",
  "url": "https://advisorcensus.com/firm/goodwin-investment-advisory-woodstock-ga-131193",
  "display_name": "Goodwin Investment Advisory",
  "summary": "Goodwin Investment Advisory is an SEC-registered investment advisory firm in Woodstock, GA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Goodwin Investment Advisory (CRD 131193): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Goodwin Investment Advisory compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Goodwin Investment Advisory reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Goodwin Investment Advisory located?",
      "a": "Goodwin Investment Advisory's principal office is in Woodstock, GA, according to its Form ADV."
    },
    {
      "q": "Is Goodwin Investment Advisory registered with the SEC or a state?",
      "a": "Goodwin Investment Advisory is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 131193."
    },
    {
      "q": "How much does Goodwin Investment Advisory manage?",
      "a": "Goodwin Investment Advisory reports $397,007,100 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (99% discretionary)."
    },
    {
      "q": "How have Goodwin Investment Advisory's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Goodwin Investment Advisory: Regulatory assets under management: $150,418,297 in the October 2021 data and $397,007,100 in the October 2026 data, up 164%. Total employees: 9 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Goodwin Investment Advisory serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (279); high net worth individuals (118); pension and profit sharing plans (but not the plan participants or government pension plans) (5)."
    },
    {
      "q": "Which custodians does Goodwin Investment Advisory use?",
      "a": "Goodwin Investment Advisory's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Goodwin Investment Advisory report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131193"
    },
    {
      "q": "What changed in Goodwin Investment Advisory's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $344,435,070 to $397,007,100 (+15%). Registered or notice-filed in AL, TN. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 150418297.0,
      "total_employees": 9,
      "filing_date": "2021-08-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 203977292.0,
      "total_employees": 14,
      "filing_date": "2022-06-03"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 197045555.0,
      "total_employees": 13,
      "filing_date": "2023-07-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 265863813.0,
      "total_employees": 13,
      "filing_date": "2024-09-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 344435070.0,
      "total_employees": 12,
      "filing_date": "2025-04-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 397007100.0,
      "total_employees": 13,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 6.",
        "Regulatory assets under management went from $344,435,070 to $397,007,100 (+15%).",
        "Registered or notice-filed in AL, TN.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in AL, TN."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/goodwin-investment-advisory-woodstock-ga-131193.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 279,
      "fewer_than_5": false,
      "raum": 140302872.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 118,
      "fewer_than_5": false,
      "raum": 249454473.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 5676394.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1573361.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131193",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}