# Good Harbor Advisors, Inc.

> Good Harbor Advisors, Inc. is an SEC-registered investment advisory firm in Gloucester, MA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 26, 2026.

- CRD: 143492
- Filed as: GOOD HARBOR ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Gloucester, MA
- Filing period: October 2026
- Form ADV filing dated: June 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143492
- AdvisorCensus page: https://advisorcensus.com/firm/good-harbor-advisors-inc-gloucester-ma-143492

## Quick answers

**How is Good Harbor Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Good Harbor Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Good Harbor Advisors, Inc. located?**
Good Harbor Advisors, Inc.'s principal office is in Gloucester, MA, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Good Harbor Advisors, Inc. registered with the SEC or a state?**
Good Harbor Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 143492.

**How much does Good Harbor Advisors, Inc. manage?**
Good Harbor Advisors, Inc. reports $333,748,183 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (100% discretionary).

**How have Good Harbor Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Good Harbor Advisors, Inc.: Regulatory assets under management: $181,488,953 in the October 2021 data and $333,748,183 in the October 2026 data, up 84%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Good Harbor Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (157); high net worth individuals (88); corporations or other businesses not listed above (3).

**Which custodians does Good Harbor Advisors, Inc. use?**
Good Harbor Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Distributors Company LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Good Harbor Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143492

**Does Good Harbor Advisors, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated June 26, 2026 says: "GHA has no minimum requirements for opening or maintaining an account."

**What changed in Good Harbor Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 3 (now no: 11.D(1), 11.D(2), 11.D(4)). Regulatory assets under management went from $289,660,907 to $333,748,183 (+15%). No longer lists an office in Gloucester, MA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 26, 2026)

- Account minimum: None

> GHA has no minimum requirements for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $333,748,183
- Discretionary: $333,748,183
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 157 | $74,523,229 |
| High net worth individuals | 88 | $257,700,143 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $697,860 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $826,951 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA, ME, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Napa, CA

### Websites listed on Form ADV (Item 1.I)
- goodharboradvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $181,488,953 | 4 | March 10, 2021 |
| October 2022 | $214,957,820 | 4 | February 23, 2022 |
| October 2023 | $241,392,269 | 4 | February 17, 2023 |
| October 2024 | $268,637,954 | 4 | February 20, 2024 |
| October 2025 | $289,660,907 | 4 | March 17, 2025 |
| October 2026 | $333,748,183 | 4 | June 26, 2026 |

Regulatory assets under management: $181,488,953 in the October 2021 data and $333,748,183 in the October 2026 data, up 84%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 3 (now no: 11.D(1), 11.D(2), 11.D(4)).
- Regulatory assets under management went from $289,660,907 to $333,748,183 (+15%).
- No longer lists an office in Gloucester, MA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Good Harbor Advisors, Inc. (CRD 143492): Form ADV filing data as of October 2026.