# Goldstone Portfolios Incorporated

> Goldstone Portfolios Incorporated is an SEC-registered investment advisory firm, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 127162
- Filed as: GOLDSTONE PORTFOLIOS INCORPORATED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127162
- AdvisorCensus page: https://advisorcensus.com/firm/goldstone-portfolios-incorporated-127162

## Quick answers

**How is Goldstone Portfolios Incorporated compensated?**
On its Form ADV (Item 5.E, October 2026), Goldstone Portfolios Incorporated reports these compensation arrangements: a percentage of assets under its management.

**How much does Goldstone Portfolios Incorporated charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1.25% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Goldstone Portfolios Incorporated registered with the SEC or a state?**
Goldstone Portfolios Incorporated is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 127162.

**How much does Goldstone Portfolios Incorporated manage?**
Goldstone Portfolios Incorporated reports $29,070,850 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (90% discretionary).

**How have Goldstone Portfolios Incorporated's assets and staff changed since 2021?**
In the Form ADV data for Goldstone Portfolios Incorporated: Regulatory assets under management: $28,177,053 in the October 2021 data and $29,070,850 in the October 2026 data, up 3%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Goldstone Portfolios Incorporated serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (21); high net worth individuals (5); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Goldstone Portfolios Incorporated use?**
Goldstone Portfolios Incorporated's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Goldstone Portfolios Incorporated report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127162

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 1.25% of assets a year

> Goldstone Portfolios provides investment management services for an annual fee. This fee is calculated as 1.25% of the market value of the client’s total assets placed under the firm’s management.

- Minimum annual fee: $5,000

> The firm imposes a minimum annual fee of $5,000 on each client relationship.

> In its sole discretion, the firm may negotiate to waive this minimum annual fee or to charge a lesser management fee based upon certain criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $29,070,850
- Discretionary: $26,272,661
- Non-discretionary: $2,798,189

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $12,675,529 |
| High net worth individuals | 5 | $13,293,376 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $819,362 |
| Charitable organizations | 1 | $2,282,583 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2007 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $28,177,053 | 1 | March 24, 2021 |
| October 2022 | $30,762,275 | 1 | March 23, 2022 |
| October 2023 | $26,456,656 | 1 | March 2, 2023 |
| October 2024 | $26,564,172 | 1 | March 26, 2024 |
| October 2025 | $27,913,484 | 1 | March 25, 2025 |
| October 2026 | $29,070,850 | 1 | March 30, 2026 |

Regulatory assets under management: $28,177,053 in the October 2021 data and $29,070,850 in the October 2026 data, up 3%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Goldstone Portfolios Incorporated (CRD 127162): Form ADV filing data as of October 2026.