# Goldstein Advisors, LLC

> Goldstein Advisors, LLC is an SEC-registered investment advisory firm in Madison, WI, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 22, 2026.

- CRD: 323125
- Filed as: GOLDSTEIN ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Madison, WI
- Filing period: October 2026
- Form ADV filing dated: July 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323125
- AdvisorCensus page: https://advisorcensus.com/firm/goldstein-advisors-llc-madison-wi-323125

## Quick answers

**How is Goldstein Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Goldstein Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Goldstein Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated February 12, 2026 states: Flat fee: $1,000 to $10,000 a year (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Goldstein Advisors, LLC located?**
Goldstein Advisors, LLC's principal office is in Madison, WI, according to its Form ADV.

**Is Goldstein Advisors, LLC registered with the SEC or a state?**
Goldstein Advisors, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323125.

**How much does Goldstein Advisors, LLC manage?**
Goldstein Advisors, LLC reports $1,079,309,444 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (100% discretionary).

**How have Goldstein Advisors, LLC's assets and staff changed since 2022?**
In the Form ADV data for Goldstein Advisors, LLC: Regulatory assets under management: $0 in the October 2022 data and $1,079,309,444 in the October 2026 data. Total employees: 20 in October 2022 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Goldstein Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (735); high net worth individuals (334); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Goldstein Advisors, LLC use?**
Goldstein Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Goldstein Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323125

**What changed in Goldstein Advisors, LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in NE.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 12, 2026)

- Flat fee: $1,000 to $10,000 a year (financial planning services)

> We may charge a fixed fee for financial planning services, which generally ranges between $1,000 to $10,000 per year.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,079,309,444
- Discretionary: $1,079,309,444
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 735 | $261,428,079 |
| High net worth individuals | 334 | $806,386,604 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $11,494,761 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 19 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, IL, MN, NE, NH, NY, TX, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- goldsteinadvisors.com
- Facebook @goldsteinadvisors
- LinkedIn @goldstein-advisors-financialservices

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 20 | August 24, 2022 |
| October 2023 | $634,882,604 | 17 | March 9, 2023 |
| October 2024 | $782,203,578 | 19 | July 18, 2024 |
| October 2025 | $943,408,109 | 19 | April 22, 2025 |
| October 2026 | $1,079,309,444 | 19 | July 22, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $1,079,309,444 in the October 2026 data.
Total employees: 20 in October 2022 and 19 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in NE.

### March 2026
- Employees performing advisory functions went from 9 to 10.
- Regulatory assets under management went from $943,408,109 to $1,079,309,444 (+14%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in LA, NC, NV, VA.

### December 2025
- Registered or notice-filed in NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Goldstein Advisors, LLC (CRD 323125): Form ADV filing data as of October 2026.