{
  "crd_number": 299154,
  "slug": "goldner-hawn-minneapolis-mn-299154",
  "primary_business_name": "GOLDNER HAWN",
  "legal_name": "GOLDNER HAWN LP",
  "dbas": [],
  "city": "Minneapolis",
  "state": "MN",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-07-29",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-04-07",
  "carried_forward": false,
  "raum_total": 898931531.0,
  "raum_discretionary": 898931531.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 13,
  "advisory_employees": 11,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 898931531.0,
      "count": 3
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MN",
    "OH"
  ],
  "websites": [
    "https://goldnerhawn.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299154",
  "city_as_filed": "MINNEAPOLIS",
  "url": "https://advisorcensus.com/firm/goldner-hawn-minneapolis-mn-299154",
  "display_name": "Goldner Hawn",
  "summary": "Goldner Hawn is an SEC-registered investment advisory firm in Minneapolis, MN, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 7, 2026.",
  "citation": "AdvisorCensus. Goldner Hawn (CRD 299154): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Goldner Hawn compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Goldner Hawn reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "Where is Goldner Hawn located?",
      "a": "Goldner Hawn's principal office is in Minneapolis, MN, according to its Form ADV; the May 2025 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Goldner Hawn registered with the SEC or a state?",
      "a": "Goldner Hawn is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 299154."
    },
    {
      "q": "How much does Goldner Hawn manage?",
      "a": "Goldner Hawn reports $898,931,531 in regulatory assets under management in its Form ADV filing dated April 7, 2026 (100% discretionary)."
    },
    {
      "q": "How have Goldner Hawn's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Goldner Hawn: Regulatory assets under management: $325,556,924 in the October 2021 data and $898,931,531 in the October 2026 data, up 176%. Total employees: 13 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Goldner Hawn serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)."
    },
    {
      "q": "Does Goldner Hawn report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299154"
    },
    {
      "q": "Does Goldner Hawn state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"The minimum commitment for each investor in the Funds is an aggregate of $5 million; however, Goldner Hawn maintains discretion to accept less than the minimum commitment threshold.\""
    },
    {
      "q": "What changed in Goldner Hawn's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 12 to 11. No longer lists an office in Cincinnati, OH."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 325556924.0,
      "total_employees": 13,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 316769588.0,
      "total_employees": 13,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 585872407.0,
      "total_employees": 13,
      "filing_date": "2023-04-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 803806005.0,
      "total_employees": 13,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 843440191.0,
      "total_employees": 14,
      "filing_date": "2025-04-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 898931531.0,
      "total_employees": 13,
      "filing_date": "2026-04-07"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 12 to 11.",
        "No longer lists an office in Cincinnati, OH."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$5,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum commitment for each investor in the Funds is an aggregate of $5 million; however, Goldner Hawn maintains discretion to accept less than the minimum commitment threshold."
        ]
      }
    ],
    "quotes": [
      "The minimum commitment for each investor in the Funds is an aggregate of $5 million; however, Goldner Hawn maintains discretion to accept less than the minimum commitment threshold."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/goldner-hawn-minneapolis-mn-299154.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 898931531.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299154",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}