{
  "crd_number": 283221,
  "slug": "goldman-sachs-asset-management-co-ltd-minato-ku-tokyo-283221",
  "primary_business_name": "GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.",
  "legal_name": "GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.",
  "dbas": [],
  "city": "Minato-Ku, Tokyo",
  "state": null,
  "country": "Japan",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-04-21",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-05-22",
  "carried_forward": false,
  "raum_total": 71833030718.0,
  "raum_discretionary": 71833030718.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 163,
  "advisory_employees": 86,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 2349779.0,
      "count": 1,
      "description": "VARIOUS"
    },
    "charitable": {
      "raum": 445.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 2681719485.0,
      "count": 4
    },
    "insurance_companies": {
      "raum": 10000035584.0,
      "count": 2
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 8867354697.0,
      "count": 40
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 34317468.0,
      "count": 4,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 50012875177.0,
      "count": 203
    },
    "corporations_other_businesses": {
      "raum": 234378083.0,
      "count": 9
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 9,
  "states_registered": [],
  "websites": [
    "https://am.gs.com",
    "https://linkedin.com/showcase/goldman-sachs-assetmanagement"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283221",
  "disclosure_items": [
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.F",
      "question": "Has an authorization to act as an attorney, accountant, or federal contractor granted to the firm or an advisory affiliate ever been revoked or suspended?"
    }
  ],
  "city_as_filed": "MINATO-KU, TOKYO",
  "url": "https://advisorcensus.com/firm/goldman-sachs-asset-management-co-ltd-minato-ku-tokyo-283221",
  "display_name": "Goldman Sachs Asset Management Co., Ltd.",
  "summary": "Goldman Sachs Asset Management Co., Ltd. is an SEC-registered investment advisory firm in Minato-Ku, Tokyo, Japan, registered since 2016, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 22, 2026.",
  "citation": "AdvisorCensus. Goldman Sachs Asset Management Co., Ltd. (CRD 283221): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Goldman Sachs Asset Management Co., Ltd. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Goldman Sachs Asset Management Co., Ltd. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Goldman Sachs Asset Management Co., Ltd. located?",
      "a": "Goldman Sachs Asset Management Co., Ltd.'s principal office is in Minato-Ku, Tokyo, Japan, according to its Form ADV."
    },
    {
      "q": "Is Goldman Sachs Asset Management Co., Ltd. registered with the SEC or a state?",
      "a": "Goldman Sachs Asset Management Co., Ltd. is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283221."
    },
    {
      "q": "How much does Goldman Sachs Asset Management Co., Ltd. manage?",
      "a": "Goldman Sachs Asset Management Co., Ltd. reports $71,833,030,718 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (100% discretionary)."
    },
    {
      "q": "How have Goldman Sachs Asset Management Co., Ltd.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Goldman Sachs Asset Management Co., Ltd.: Regulatory assets under management: $59,673,303,191 in the October 2021 data and $71,833,030,718 in the October 2026 data, up 20%. Total employees: 143 in October 2021 and 163 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Goldman Sachs Asset Management Co., Ltd. serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (203); pension and profit sharing plans (but not the plan participants or government pension plans) (40); corporations or other businesses not listed above (9)."
    },
    {
      "q": "Which custodians does Goldman Sachs Asset Management Co., Ltd. use?",
      "a": "Goldman Sachs Asset Management Co., Ltd.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman & Co., Custody Bank of Japan, Ltd., Mitsubishi UFJ Financial Group, Inc. and State Street Corporation as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Goldman Sachs Asset Management Co., Ltd. report any disciplinary disclosures?",
      "a": "Reports 9 disclosure items on Form ADV Item 11: yes answers to 1 question about criminal matters and 8 questions about regulatory matters (11.A(2), 11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4), 11.D(5), 11.E(2), 11.F). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283221"
    },
    {
      "q": "What changed in Goldman Sachs Asset Management Co., Ltd.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 47 to 86."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 59673303191.0,
      "total_employees": 143,
      "filing_date": "2021-08-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 47371161907.0,
      "total_employees": 134,
      "filing_date": "2022-07-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 35649564408.0,
      "total_employees": 144,
      "filing_date": "2023-08-01"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 55806224976.0,
      "total_employees": 154,
      "filing_date": "2024-05-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 67567717313.0,
      "total_employees": 126,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 71833030718.0,
      "total_employees": 163,
      "filing_date": "2026-05-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 47 to 86."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Brown Brothers Harriman & Co.",
      "name_as_filed": "BROWN BROTHERS HARRIMAN & CO.",
      "affiliated": false
    },
    {
      "name": "Custody Bank of Japan, Ltd.",
      "name_as_filed": "CUSTODY BANK OF JAPAN, LTD.",
      "affiliated": false
    },
    {
      "name": "Mitsubishi UFJ Financial Group, Inc.",
      "name_as_filed": "MITSUBISHI UFJ FINANCIAL GROUP, INC.",
      "affiliated": false
    },
    {
      "name": "State Street Corporation",
      "name_as_filed": "STATE STREET CORPORATION",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/goldman-sachs-asset-management-co-ltd-minato-ku-tokyo-283221.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 4,
      "fewer_than_5": true,
      "raum": 34317468.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 203,
      "fewer_than_5": false,
      "raum": 50012875177.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 40,
      "fewer_than_5": false,
      "raum": 8867354697.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 445.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 2681719485.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 10000035584.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 9,
      "fewer_than_5": false,
      "raum": 234378083.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 1,
      "fewer_than_5": false,
      "raum": 2349779.0
    }
  ],
  "disclosure_line": "Reports 9 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283221",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}