# Goldman Lancaster, Inc.

> Goldman Lancaster, Inc. is an SEC-registered investment advisory firm in Long Beach, CA, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 29, 2026.

- CRD: 136134
- Filed as: GOLDMAN LANCASTER, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Long Beach, CA
- Filing period: October 2026
- Form ADV filing dated: April 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/136134
- AdvisorCensus page: https://advisorcensus.com/firm/goldman-lancaster-inc-long-beach-ca-136134

## Quick answers

**How is Goldman Lancaster, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Goldman Lancaster, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Goldman Lancaster, Inc. located?**
Goldman Lancaster, Inc.'s principal office is in Long Beach, CA, according to its Form ADV.

**Is Goldman Lancaster, Inc. registered with the SEC or a state?**
Goldman Lancaster, Inc. is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 136134.

**How much does Goldman Lancaster, Inc. manage?**
Goldman Lancaster, Inc. reports $360,533,098 in regulatory assets under management in its Form ADV filing dated April 29, 2026 (93% discretionary).

**How have Goldman Lancaster, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Goldman Lancaster, Inc.: Regulatory assets under management: $241,883,837 in the October 2021 data and $360,533,098 in the October 2026 data, up 49%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Goldman Lancaster, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (296); high net worth individuals (84); other (10).

**Which custodians does Goldman Lancaster, Inc. use?**
Goldman Lancaster, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Goldman Lancaster, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136134

**What changed in Goldman Lancaster, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $321,125,840 to $360,533,098 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $360,533,098
- Discretionary: $336,040,138
- Non-discretionary: $24,492,960

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 296 | $114,496,749 |
| High net worth individuals | 84 | $219,314,247 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $2,229,142 |
| Other | 10 | $24,492,960 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2013 (13 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, IL, LA, NV, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- goldmanlancaster.com
- LinkedIn @michaelmartingoldmanlancaster

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $241,883,837 | 3 | March 30, 2021 |
| October 2022 | $265,510,275 | 5 | September 20, 2022 |
| October 2023 | $250,558,098 | 5 | March 28, 2023 |
| October 2024 | $298,438,973 | 5 | March 29, 2024 |
| October 2025 | $321,125,840 | 5 | March 18, 2025 |
| October 2026 | $360,533,098 | 5 | April 29, 2026 |

Regulatory assets under management: $241,883,837 in the October 2021 data and $360,533,098 in the October 2026 data, up 49%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $321,125,840 to $360,533,098 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Goldman Lancaster, Inc. (CRD 136134): Form ADV filing data as of October 2026.