# Goldfarb Financial Management, LLC

> Goldfarb Financial Management, LLC is an SEC-registered investment advisory firm in Beverly Hills, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 14, 2026.

- CRD: 306271
- Filed as: GOLDFARB FINANCIAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Beverly Hills, CA
- Filing period: October 2026
- Form ADV filing dated: May 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306271
- AdvisorCensus page: https://advisorcensus.com/firm/goldfarb-financial-management-llc-beverly-hills-ca-306271

## Quick answers

**How is Goldfarb Financial Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Goldfarb Financial Management, LLC reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is Goldfarb Financial Management, LLC located?**
Goldfarb Financial Management, LLC's principal office is in Beverly Hills, CA, according to its Form ADV.

**Is Goldfarb Financial Management, LLC registered with the SEC or a state?**
Goldfarb Financial Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 306271.

**How much does Goldfarb Financial Management, LLC manage?**
Goldfarb Financial Management, LLC reports $126,389,719 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (9% discretionary).

**How have Goldfarb Financial Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Goldfarb Financial Management, LLC: Regulatory assets under management: $119,657,180 in the October 2025 data and $126,389,719 in the October 2026 data, up 6%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Goldfarb Financial Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5); corporations or other businesses not listed above (1).

**Which custodians does Goldfarb Financial Management, LLC use?**
Goldfarb Financial Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Morgan Stanley as a custodian holding 10% or more of its separately managed account assets.

**Does Goldfarb Financial Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306271

**Does Goldfarb Financial Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "GFM generally requires a minimum account size of $10,000,000 as a requirement for opening and/or maintaining an account, subject to exceptions."

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> GFM generally requires a minimum account size of $10,000,000 as a requirement for opening and/or maintaining an account, subject to exceptions.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Morgan Stanley

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $126,389,719
- Discretionary: $10,863,826
- Non-discretionary: $115,525,893

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 5 | $30,809,906 |
| Corporations or other businesses not listed above | 1 | $95,579,813 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $119,657,180 | 1 | June 11, 2025 |
| October 2026 | $126,389,719 | 1 | May 14, 2026 |

Regulatory assets under management: $119,657,180 in the October 2025 data and $126,389,719 in the October 2026 data, up 6%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Goldfarb Financial Management, LLC (CRD 306271): Form ADV filing data as of October 2026.