{
  "crd_number": 306271,
  "slug": "goldfarb-financial-management-llc-beverly-hills-ca-306271",
  "primary_business_name": "GOLDFARB FINANCIAL MANAGEMENT, LLC",
  "legal_name": "GOLDFARB FINANCIAL MANAGEMENT, LLC",
  "dbas": [],
  "city": "Beverly Hills",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-06-13",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-05-14",
  "carried_forward": false,
  "raum_total": 126389719.0,
  "raum_discretionary": 10863826.0,
  "raum_non_discretionary": 115525893.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 30809906.0,
      "count": 5
    },
    "corporations_other_businesses": {
      "raum": 95579813.0,
      "count": 1
    }
  },
  "compensation_types": [
    "fixed"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306271",
  "city_as_filed": "BEVERLY HILLS",
  "url": "https://advisorcensus.com/firm/goldfarb-financial-management-llc-beverly-hills-ca-306271",
  "display_name": "Goldfarb Financial Management, LLC",
  "summary": "Goldfarb Financial Management, LLC is an SEC-registered investment advisory firm in Beverly Hills, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 14, 2026.",
  "citation": "AdvisorCensus. Goldfarb Financial Management, LLC (CRD 306271): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Goldfarb Financial Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Goldfarb Financial Management, LLC reports these compensation arrangements: fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Goldfarb Financial Management, LLC located?",
      "a": "Goldfarb Financial Management, LLC's principal office is in Beverly Hills, CA, according to its Form ADV."
    },
    {
      "q": "Is Goldfarb Financial Management, LLC registered with the SEC or a state?",
      "a": "Goldfarb Financial Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 306271."
    },
    {
      "q": "How much does Goldfarb Financial Management, LLC manage?",
      "a": "Goldfarb Financial Management, LLC reports $126,389,719 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (9% discretionary)."
    },
    {
      "q": "How have Goldfarb Financial Management, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Goldfarb Financial Management, LLC: Regulatory assets under management: $119,657,180 in the October 2025 data and $126,389,719 in the October 2026 data, up 6%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Goldfarb Financial Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (5); corporations or other businesses not listed above (1)."
    },
    {
      "q": "Which custodians does Goldfarb Financial Management, LLC use?",
      "a": "Goldfarb Financial Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Morgan Stanley as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Goldfarb Financial Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306271"
    },
    {
      "q": "Does Goldfarb Financial Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"GFM generally requires a minimum account size of $10,000,000 as a requirement for opening and/or maintaining an account, subject to exceptions.\""
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 119657180.0,
      "total_employees": 1,
      "filing_date": "2025-06-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 126389719.0,
      "total_employees": 1,
      "filing_date": "2026-05-14"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$10,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "GFM generally requires a minimum account size of $10,000,000 as a requirement for opening and/or maintaining an account, subject to exceptions."
        ]
      }
    ],
    "quotes": [
      "GFM generally requires a minimum account size of $10,000,000 as a requirement for opening and/or maintaining an account, subject to exceptions."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Morgan Stanley",
      "name_as_filed": "MORGAN STANLEY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/goldfarb-financial-management-llc-beverly-hills-ca-306271.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 5,
      "fewer_than_5": false,
      "raum": 30809906.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": false,
      "raum": 95579813.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306271",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}