# Golden Road Advisors LLC

> Golden Road Advisors LLC is an SEC-registered investment advisory firm in Tampa, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 314077
- Filed as: GOLDEN ROAD ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/314077
- AdvisorCensus page: https://advisorcensus.com/firm/golden-road-advisors-llc-tampa-fl-314077

## Quick answers

**How is Golden Road Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Golden Road Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Golden Road Advisors LLC located?**
Golden Road Advisors LLC's principal office is in Tampa, FL, according to its Form ADV.

**Is Golden Road Advisors LLC registered with the SEC or a state?**
Golden Road Advisors LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314077.

**How much does Golden Road Advisors LLC manage?**
Golden Road Advisors LLC reports $237,749,516 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (95% discretionary).

**How have Golden Road Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Golden Road Advisors LLC: Regulatory assets under management: $133,219,511 in the October 2021 data and $237,749,516 in the October 2026 data, up 78%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Golden Road Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (171); high net worth individuals (77).

**Which custodians does Golden Road Advisors LLC use?**
Golden Road Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Golden Road Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314077

**What changed in Golden Road Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $169,960,957 to $237,749,516 (+40%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026)

- Minimum annual fee: $5,000

> Golden Road Advisors generally requires a minimum fee of $5,000 annually to effectively implement its investment process.

> Fees may be negotiable at the sole discretion of the Advisor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $237,749,516
- Discretionary: $225,324,400
- Non-discretionary: $12,425,116

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 171 | $58,773,947 |
| High net worth individuals | 77 | $173,862,236 |
| Banking or thrift institutions | Fewer than 5 | $2,283,562 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,724,250 |
| Charitable organizations | Fewer than 5 | $105,521 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, IL, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- goldenroadadvisors.com
- Facebook @GoldenRoadAdvisors
- LinkedIn @golden-road-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $133,219,511 | 3 | August 16, 2021 |
| October 2022 | $136,495,000 | 4 | May 24, 2022 |
| October 2023 | $121,960,772 | 4 | March 27, 2023 |
| October 2024 | $143,203,000 | 4 | August 6, 2024 |
| October 2025 | $169,960,957 | 5 | February 21, 2025 |
| October 2026 | $237,749,516 | 4 | March 6, 2026 |

Regulatory assets under management: $133,219,511 in the October 2021 data and $237,749,516 in the October 2026 data, up 78%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $169,960,957 to $237,749,516 (+40%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Golden Road Advisors LLC (CRD 314077): Form ADV filing data as of October 2026.