{
  "crd_number": 314077,
  "slug": "golden-road-advisors-llc-tampa-fl-314077",
  "primary_business_name": "GOLDEN ROAD ADVISORS LLC",
  "legal_name": "GOLDEN ROAD ADVISORS LLC",
  "dbas": [],
  "city": "Tampa",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "45300",
  "metro": {
    "cbsa_code": "45300",
    "common_name": "Tampa",
    "msa_name": "Tampa-St. Petersburg-Clearwater, FL",
    "path": "/advisors/fl/tampa"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-04-15",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-06",
  "carried_forward": false,
  "raum_total": 237749516.0,
  "raum_discretionary": 225324400.0,
  "raum_non_discretionary": 12425116.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 105521.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 58773947.0,
      "count": 171
    },
    "banking_thrift": {
      "raum": 2283562.0,
      "count": null,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 2724250.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 173862236.0,
      "count": 77
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "FL",
    "IL",
    "NJ",
    "NY",
    "TX"
  ],
  "websites": [
    "https://facebook.com/GoldenRoadAdvisors",
    "https://goldenroadadvisors.com",
    "https://linkedin.com/company/golden-road-advisors"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314077",
  "city_as_filed": "TAMPA",
  "url": "https://advisorcensus.com/firm/golden-road-advisors-llc-tampa-fl-314077",
  "display_name": "Golden Road Advisors LLC",
  "summary": "Golden Road Advisors LLC is an SEC-registered investment advisory firm in Tampa, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.",
  "citation": "AdvisorCensus. Golden Road Advisors LLC (CRD 314077): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Golden Road Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Golden Road Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Golden Road Advisors LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 6, 2026 states: Hourly rate: up to $300 an hour (Project based fees for standalone financial planning…); Flat fee: up to $10,000 (Project based fees for standalone financial planning…); Flat fee: up to $10,000 a year (Annual ongoing fees for standalone financial planning…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Golden Road Advisors LLC located?",
      "a": "Golden Road Advisors LLC's principal office is in Tampa, FL, according to its Form ADV."
    },
    {
      "q": "Is Golden Road Advisors LLC registered with the SEC or a state?",
      "a": "Golden Road Advisors LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314077."
    },
    {
      "q": "How much does Golden Road Advisors LLC manage?",
      "a": "Golden Road Advisors LLC reports $237,749,516 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (95% discretionary)."
    },
    {
      "q": "How have Golden Road Advisors LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Golden Road Advisors LLC: Regulatory assets under management: $133,219,511 in the October 2021 data and $237,749,516 in the October 2026 data, up 78%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Golden Road Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (171); high net worth individuals (77)."
    },
    {
      "q": "Which custodians does Golden Road Advisors LLC use?",
      "a": "Golden Road Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Golden Road Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314077"
    },
    {
      "q": "What changed in Golden Road Advisors LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $169,960,957 to $237,749,516 (+40%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 133219511.0,
      "total_employees": 3,
      "filing_date": "2021-08-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 136495000.0,
      "total_employees": 4,
      "filing_date": "2022-05-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 121960772.0,
      "total_employees": 4,
      "filing_date": "2023-03-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 143203000.0,
      "total_employees": 4,
      "filing_date": "2024-08-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 169960957.0,
      "total_employees": 5,
      "filing_date": "2025-02-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 237749516.0,
      "total_employees": 4,
      "filing_date": "2026-03-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $169,960,957 to $237,749,516 (+40%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$5,000",
    "planning_fees": [
      "Hourly rate: up to $300 an hour (Project based fees for standalone financial planning…)",
      "Flat fee: up to $10,000 (Project based fees for standalone financial planning…)",
      "Flat fee: up to $10,000 a year (Annual ongoing fees for standalone financial planning…)"
    ],
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $5,000"
        ],
        "quotes": [
          "Golden Road Advisors generally requires a minimum fee of $5,000 annually to effectively implement its investment process.",
          "Fees may be negotiable at the sole discretion of the Advisor."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: up to $300 an hour (Project based fees for standalone financial planning…)"
        ],
        "quotes": [
          "Project based fees may be offered on an hourly basis or a fixed fee. Hourly fees range up to $300 per hour."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $10,000 (Project based fees for standalone financial planning…)"
        ],
        "quotes": [
          "Project based fees may be offered on an hourly basis or a fixed fee. Hourly fees range up to $300 per hour. Fixed fees range up to $10,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $10,000 a year (Annual ongoing fees for standalone financial planning…)"
        ],
        "quotes": [
          "Fixed fees range up to $10,000. Annual ongoing fees range up to $10,000 per year."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 5000.0,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": null,
          "max": 300.0,
          "period": "hour",
          "service": "Project based fees for standalone financial planning services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 10000.0,
          "period": "one_time",
          "service": "Project based fees for standalone financial planning services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 10000.0,
          "period": "annual",
          "service": "Annual ongoing fees for standalone financial planning services"
        }
      ]
    },
    "quotes": [
      "Golden Road Advisors generally requires a minimum fee of $5,000 annually to effectively implement its investment process.",
      "Fees may be negotiable at the sole discretion of the Advisor.",
      "Project based fees may be offered on an hourly basis or a fixed fee. Hourly fees range up to $300 per hour.",
      "Project based fees may be offered on an hourly basis or a fixed fee. Hourly fees range up to $300 per hour. Fixed fees range up to $10,000.",
      "Fixed fees range up to $10,000. Annual ongoing fees range up to $10,000 per year."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/golden-road-advisors-llc-tampa-fl-314077.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 171,
      "fewer_than_5": false,
      "raum": 58773947.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 77,
      "fewer_than_5": false,
      "raum": 173862236.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 2283562.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2724250.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 105521.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314077",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}