# Golden Lion Wealth Management, LLC

> Golden Lion Wealth Management, LLC is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 12, 2026.

- CRD: 315157
- Filed as: GOLDEN LION WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: May 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/315157
- AdvisorCensus page: https://advisorcensus.com/firm/golden-lion-wealth-management-llc-315157

## Quick answers

**How is Golden Lion Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Golden Lion Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Golden Lion Wealth Management, LLC registered with the SEC or a state?**
Golden Lion Wealth Management, LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 315157.

**How much does Golden Lion Wealth Management, LLC manage?**
Golden Lion Wealth Management, LLC reports $20,370,000 in regulatory assets under management in its Form ADV filing dated May 12, 2026 (100% discretionary).

**How have Golden Lion Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Golden Lion Wealth Management, LLC: Regulatory assets under management: $6,900,000 in the October 2021 data and $20,370,000 in the October 2026 data, up 195%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Golden Lion Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (71).

**Does Golden Lion Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/315157

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $20,370,000
- Discretionary: $20,370,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 71 | $20,370,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [goldenlionwealthmgt.com](https://goldenlionwealthmgt.com)
- LinkedIn @samparwiz

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $6,900,000 | 1 | September 30, 2021 |
| October 2026 | $20,370,000 | 1 | May 12, 2026 |

Regulatory assets under management: $6,900,000 in the October 2021 data and $20,370,000 in the October 2026 data, up 195%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Golden Lion Wealth Management, LLC (CRD 315157): Form ADV filing data as of October 2026.