{
  "crd_number": 315157,
  "slug": "golden-lion-wealth-management-llc-315157",
  "primary_business_name": "GOLDEN LION WEALTH MANAGEMENT, LLC",
  "legal_name": "GOLDEN LION WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2021-11-12",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-05-12",
  "carried_forward": false,
  "raum_total": 20370000.0,
  "raum_discretionary": 20370000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 20370000.0,
      "count": 71
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://goldenlionwealthmgt.com",
    "https://linkedin.com/in/samparwiz"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/315157",
  "listing_state": "CA",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/golden-lion-wealth-management-llc-315157",
  "display_name": "Golden Lion Wealth Management, LLC",
  "summary": "Golden Lion Wealth Management, LLC is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 12, 2026.",
  "citation": "AdvisorCensus. Golden Lion Wealth Management, LLC (CRD 315157): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Golden Lion Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Golden Lion Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Golden Lion Wealth Management, LLC registered with the SEC or a state?",
      "a": "Golden Lion Wealth Management, LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 315157."
    },
    {
      "q": "How much does Golden Lion Wealth Management, LLC manage?",
      "a": "Golden Lion Wealth Management, LLC reports $20,370,000 in regulatory assets under management in its Form ADV filing dated May 12, 2026 (100% discretionary)."
    },
    {
      "q": "How have Golden Lion Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Golden Lion Wealth Management, LLC: Regulatory assets under management: $6,900,000 in the October 2021 data and $20,370,000 in the October 2026 data, up 195%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Golden Lion Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (71)."
    },
    {
      "q": "Does Golden Lion Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/315157"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 6900000.0,
      "total_employees": 1,
      "filing_date": "2021-09-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 20370000.0,
      "total_employees": 1,
      "filing_date": "2026-05-12"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/golden-lion-wealth-management-llc-315157.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 71,
      "fewer_than_5": false,
      "raum": 20370000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/315157",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}