# Golden K Plans and Wealth Management a DBA of Golden K Wealth MG > Golden K Plans and Wealth Management a DBA of Golden K Wealth MG is an SEC-registered investment advisory firm in Woodland Hills, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 9, 2026. - CRD: 156588 - Filed as: GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG - Legal name: Golden K Wealth Management, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Woodland Hills, CA - Filing period: October 2026 - Form ADV filing dated: September 9, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156588 - AdvisorCensus page: https://advisorcensus.com/firm/golden-k-plans-and-wealth-management-a-dba-of-golden-k-wealth-mg-woodland-hills-ca-156588 ## Quick answers **How is Golden K Plans and Wealth Management a DBA of Golden K Wealth MG compensated?** On its Form ADV (Item 5.E, October 2026), Golden K Plans and Wealth Management a DBA of Golden K Wealth MG reports these compensation arrangements: a percentage of assets under its management. **Where is Golden K Plans and Wealth Management a DBA of Golden K Wealth MG located?** Golden K Plans and Wealth Management a DBA of Golden K Wealth MG's principal office is in Woodland Hills, CA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F). **Is Golden K Plans and Wealth Management a DBA of Golden K Wealth MG registered with the SEC or a state?** Golden K Plans and Wealth Management a DBA of Golden K Wealth MG is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 156588. **How much does Golden K Plans and Wealth Management a DBA of Golden K Wealth MG manage?** Golden K Plans and Wealth Management a DBA of Golden K Wealth MG reports $179,443,752 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (62% discretionary). **How have Golden K Plans and Wealth Management a DBA of Golden K Wealth MG's assets and staff changed since 2021?** In the Form ADV data for Golden K Plans and Wealth Management a DBA of Golden K Wealth MG: Regulatory assets under management: $155,713,269 in the October 2021 data and $179,443,752 in the October 2026 data, up 15%. Total employees: 1 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Golden K Plans and Wealth Management a DBA of Golden K Wealth MG serve?** By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (70); individuals (other than high net worth individuals) (45); high net worth individuals (10). **Which custodians does Golden K Plans and Wealth Management a DBA of Golden K Wealth MG use?** Golden K Plans and Wealth Management a DBA of Golden K Wealth MG's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Broadridge and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets. **Does Golden K Plans and Wealth Management a DBA of Golden K Wealth MG report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156588 **Does Golden K Plans and Wealth Management a DBA of Golden K Wealth MG state an account minimum?** Its Form ADV Part 2A brochure dated April 1, 2026 says: "Golden K generally requires a minimum account value of $100,000 for accounts it manages. Golden K may waive the required minimum." **What changed in Golden K Plans and Wealth Management a DBA of Golden K Wealth MG's recent Form ADV filings?** In the May 2026 filing data: Regulatory assets under management went from $159,492,750 to $179,443,752 (+13%). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated April 1, 2026) - Account minimum: $100,000 (the brochure says it may be waived or negotiated) > Golden K generally requires a minimum account value of $100,000 for accounts it manages. Golden K may waive the required minimum. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Broadridge - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $179,443,752 - Discretionary: $111,222,744 - Non-discretionary: $68,221,008 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 45 | $13,038,855 | | High net worth individuals | 10 | $49,070,020 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 1 | $1,265,769 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 70 | $116,069,108 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | Not reported | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Pension consulting services ### Firm details - Registered since: 2020 (6 years) - Employees: 6 total, 1 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the October 2026 filing - Newport Beach, CA ### Websites listed on Form ADV (Item 1.I) - [goldenkplans.com](https://goldenkplans.com) - LinkedIn @15516864 ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $155,713,269 | 1 | March 31, 2021 | | October 2022 | $155,730,439 | 5 | March 31, 2022 | | October 2023 | $107,611,177 | 5 | April 3, 2023 | | October 2024 | $132,658,986 | 5 | June 12, 2024 | | October 2025 | $159,492,750 | 6 | March 24, 2025 | | October 2026 | $179,443,752 | 6 | September 9, 2026 | Regulatory assets under management: $155,713,269 in the October 2021 data and $179,443,752 in the October 2026 data, up 15%. Total employees: 1 in October 2021 and 6 in October 2026. ## Changes in the filing (last 12 months) ### May 2026 - Regulatory assets under management went from $159,492,750 to $179,443,752 (+13%). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Golden K Plans and Wealth Management a DBA of Golden K Wealth MG (CRD 156588): Form ADV filing data as of October 2026.