{
  "crd_number": 156588,
  "slug": "golden-k-plans-and-wealth-management-a-dba-of-golden-k-wealth-mg-woodland-hills-ca-156588",
  "primary_business_name": "GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG",
  "legal_name": "GOLDEN K WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Woodland Hills",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-07-15",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-09-09",
  "carried_forward": false,
  "raum_total": 179443752.0,
  "raum_discretionary": 111222744.0,
  "raum_non_discretionary": 68221008.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": null,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 13038855.0,
      "count": 45
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 116069108.0,
      "count": 70
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 49070020.0,
      "count": 10
    },
    "pooled_investment_vehicles": {
      "raum": 1265769.0,
      "count": 1
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://goldenkplans.com",
    "https://linkedin.com/COMPANY/15516864"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156588",
  "city_as_filed": "WOODLAND HILLS",
  "url": "https://advisorcensus.com/firm/golden-k-plans-and-wealth-management-a-dba-of-golden-k-wealth-mg-woodland-hills-ca-156588",
  "display_name": "Golden K Plans and Wealth Management a DBA of Golden K Wealth MG",
  "summary": "Golden K Plans and Wealth Management a DBA of Golden K Wealth MG is an SEC-registered investment advisory firm in Woodland Hills, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.",
  "citation": "AdvisorCensus. Golden K Plans and Wealth Management a DBA of Golden K Wealth MG (CRD 156588): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Golden K Plans and Wealth Management a DBA of Golden K Wealth MG compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Golden K Plans and Wealth Management a DBA of Golden K Wealth MG reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Golden K Plans and Wealth Management a DBA of Golden K Wealth MG located?",
      "a": "Golden K Plans and Wealth Management a DBA of Golden K Wealth MG's principal office is in Woodland Hills, CA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Golden K Plans and Wealth Management a DBA of Golden K Wealth MG registered with the SEC or a state?",
      "a": "Golden K Plans and Wealth Management a DBA of Golden K Wealth MG is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 156588."
    },
    {
      "q": "How much does Golden K Plans and Wealth Management a DBA of Golden K Wealth MG manage?",
      "a": "Golden K Plans and Wealth Management a DBA of Golden K Wealth MG reports $179,443,752 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (62% discretionary)."
    },
    {
      "q": "How have Golden K Plans and Wealth Management a DBA of Golden K Wealth MG's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Golden K Plans and Wealth Management a DBA of Golden K Wealth MG: Regulatory assets under management: $155,713,269 in the October 2021 data and $179,443,752 in the October 2026 data, up 15%. Total employees: 1 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Golden K Plans and Wealth Management a DBA of Golden K Wealth MG serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (70); individuals (other than high net worth individuals) (45); high net worth individuals (10)."
    },
    {
      "q": "Which custodians does Golden K Plans and Wealth Management a DBA of Golden K Wealth MG use?",
      "a": "Golden K Plans and Wealth Management a DBA of Golden K Wealth MG's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Broadridge and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Golden K Plans and Wealth Management a DBA of Golden K Wealth MG report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156588"
    },
    {
      "q": "Does Golden K Plans and Wealth Management a DBA of Golden K Wealth MG state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 1, 2026 says: \"Golden K generally requires a minimum account value of $100,000 for accounts it manages. Golden K may waive the required minimum.\""
    },
    {
      "q": "What changed in Golden K Plans and Wealth Management a DBA of Golden K Wealth MG's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Regulatory assets under management went from $159,492,750 to $179,443,752 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 155713269.0,
      "total_employees": 1,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 155730439.0,
      "total_employees": 5,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 107611177.0,
      "total_employees": 5,
      "filing_date": "2023-04-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 132658986.0,
      "total_employees": 5,
      "filing_date": "2024-06-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 159492750.0,
      "total_employees": 6,
      "filing_date": "2025-03-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 179443752.0,
      "total_employees": 6,
      "filing_date": "2026-09-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Regulatory assets under management went from $159,492,750 to $179,443,752 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Golden K generally requires a minimum account value of $100,000 for accounts it manages. Golden K may waive the required minimum."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Golden K generally requires a minimum account value of $100,000 for accounts it manages. Golden K may waive the required minimum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Broadridge",
      "name_as_filed": "BROADRIDGE",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/golden-k-plans-and-wealth-management-a-dba-of-golden-k-wealth-mg-woodland-hills-ca-156588.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 45,
      "fewer_than_5": false,
      "raum": 13038855.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 10,
      "fewer_than_5": false,
      "raum": 49070020.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 1265769.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 70,
      "fewer_than_5": false,
      "raum": 116069108.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156588",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}