# Goldberg Lindsay & Co. LLC

> Goldberg Lindsay & Co. LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 5, 2026.

- CRD: 141029
- Filed as: GOLDBERG LINDSAY & CO. LLC
- Also doing business as: LINDSAY GOLDBERG
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: August 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141029
- AdvisorCensus page: https://advisorcensus.com/firm/goldberg-lindsay-and-co-llc-new-york-ny-141029

## Quick answers

**How is Goldberg Lindsay & Co. LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Goldberg Lindsay & Co. LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Goldberg Lindsay & Co. LLC located?**
Goldberg Lindsay & Co. LLC's principal office is in New York, NY, according to its Form ADV.

**Is Goldberg Lindsay & Co. LLC registered with the SEC or a state?**
Goldberg Lindsay & Co. LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 141029.

**How much does Goldberg Lindsay & Co. LLC manage?**
Goldberg Lindsay & Co. LLC reports $11,909,436,598 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary).

**How have Goldberg Lindsay & Co. LLC's assets and staff changed since 2021?**
In the Form ADV data for Goldberg Lindsay & Co. LLC: Regulatory assets under management: $8,312,899,885 in the October 2021 data and $11,909,436,598 in the October 2026 data, up 43%. Total employees: 82 in October 2021 and 55 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Goldberg Lindsay & Co. LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (17).

**Does Goldberg Lindsay & Co. LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141029

**What changed in Goldberg Lindsay & Co. LLC's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $11,909,436,598
- Discretionary: $11,909,436,598
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 17 | $11,909,436,598 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2006 (20 years)
- Employees: 55 total, 28 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [lindsaygoldbergllc.com](https://lindsaygoldbergllc.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $8,312,899,885 | 82 | August 25, 2021 |
| October 2022 | $7,628,618,632 | 80 | March 31, 2022 |
| October 2023 | $6,413,303,315 | 88 | April 27, 2023 |
| October 2024 | $9,408,870,658 | 55 | August 30, 2024 |
| October 2025 | $11,138,582,717 | 53 | July 29, 2025 |
| October 2026 | $11,909,436,598 | 55 | August 5, 2026 |

Regulatory assets under management: $8,312,899,885 in the October 2021 data and $11,909,436,598 in the October 2026 data, up 43%.
Total employees: 82 in October 2021 and 55 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Goldberg Lindsay & Co. LLC (CRD 141029): Form ADV filing data as of October 2026.