# Gold Investment Management Ltd.

> Gold Investment Management Ltd. is an SEC-registered investment advisory firm in Edmonton, Canada, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 152056
- Filed as: GOLD INVESTMENT MANAGEMENT LTD.
- Also doing business as: GIM, GIM PRIVATE CLIENT GROUP, GIMPCG
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Edmonton, Canada
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152056
- AdvisorCensus page: https://advisorcensus.com/firm/gold-investment-management-ltd-edmonton-152056

## Quick answers

**How is Gold Investment Management Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), Gold Investment Management Ltd. reports these compensation arrangements: a percentage of assets under its management.

**Where is Gold Investment Management Ltd. located?**
Gold Investment Management Ltd.'s principal office is in Edmonton, Canada, according to its Form ADV.

**Is Gold Investment Management Ltd. registered with the SEC or a state?**
Gold Investment Management Ltd. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 152056.

**How much does Gold Investment Management Ltd. manage?**
Gold Investment Management Ltd. reports $525,761,061 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**How have Gold Investment Management Ltd.'s assets and staff changed since 2021?**
In the Form ADV data for Gold Investment Management Ltd.: Regulatory assets under management: $337,260,466 in the October 2021 data and $525,761,061 in the October 2026 data, up 56%. Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gold Investment Management Ltd. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (899); high net worth individuals (35); corporations or other businesses not listed above (31).

**Which custodians does Gold Investment Management Ltd. use?**
Gold Investment Management Ltd.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Aviso Financial Inc. and RBC Investor and Treasury Services as custodians holding 10% or more of its separately managed account assets.

**Does Gold Investment Management Ltd. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152056

**Does Gold Investment Management Ltd. state an account minimum?**
Its Form ADV Part 2A brochure dated March 13, 2026 says: "There is an account minimum, $100,000, which may be waived by the investment advisor, based on the needs of the client and the complexity of the situation."

**What changed in Gold Investment Management Ltd.'s recent Form ADV filings?**
In the April 2026 filing data: Item 11 disclosure answers changed: 2 yes answers, previously 3 (now no: 11.D(4)). Regulatory assets under management went from $409,527,389 to $525,761,061 (+28%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> There is an account minimum, $100,000, which may be waived by the investment advisor, based on the needs of the client and the complexity of the situation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Aviso Financial Inc.
- RBC Investor and Treasury Services

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $525,761,061
- Discretionary: $525,761,061
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 899 | $216,329,666 |
| High net worth individuals | 35 | $108,364,706 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $109,817,352 |
| Charitable organizations | Fewer than 5 | $71,151,749 |
| Corporations or other businesses not listed above | 31 | $20,097,588 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (14 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX, WA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152056

### Websites listed on Form ADV (Item 1.I)
- [gold-im.com](https://gold-im.com)
- Facebook @GoldInvestmentManagementLtd
- Instagram @gold.investment
- LinkedIn @1008783
- X @GIMltd
- YouTube @UC7JlVhSmbgckjnSB3CVo7aQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $337,260,466 | 5 | February 24, 2021 |
| October 2022 | $471,530,703 | 5 | March 23, 2022 |
| October 2023 | $410,340,853 | 4 | March 23, 2023 |
| October 2024 | $395,244,037 | 6 | April 2, 2024 |
| October 2025 | $409,527,389 | 7 | March 18, 2025 |
| October 2026 | $525,761,061 | 7 | March 13, 2026 |

Regulatory assets under management: $337,260,466 in the October 2021 data and $525,761,061 in the October 2026 data, up 56%.
Total employees: 5 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Item 11 disclosure answers changed: 2 yes answers, previously 3 (now no: 11.D(4)).
- Regulatory assets under management went from $409,527,389 to $525,761,061 (+28%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gold Investment Management Ltd. (CRD 152056): Form ADV filing data as of October 2026.