# Gold Coast Securities, Inc.

> Gold Coast Securities, Inc. is a state-registered investment advisory firm in Thousand Oaks, CA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 110925
- Filed as: GOLD COAST SECURITIES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Thousand Oaks, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/110925
- AdvisorCensus page: https://advisorcensus.com/firm/gold-coast-securities-inc-thousand-oaks-ca-110925

## Quick answers

**How is Gold Coast Securities, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Gold Coast Securities, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gold Coast Securities, Inc. located?**
Gold Coast Securities, Inc.'s principal office is in Thousand Oaks, CA, according to its Form ADV.

**Is Gold Coast Securities, Inc. registered with the SEC or a state?**
Gold Coast Securities, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 110925.

**How much does Gold Coast Securities, Inc. manage?**
Gold Coast Securities, Inc. reports $39,902,033 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (15% discretionary).

**What types of clients does Gold Coast Securities, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (20); individuals (other than high net worth individuals) (15).

**Does Gold Coast Securities, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110925

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $39,902,033
- Discretionary: $5,791,323
- Non-discretionary: $34,110,710

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $5,959,552 |
| High net worth individuals | 20 | $33,942,481 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110925

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gold Coast Securities, Inc. (CRD 110925): Form ADV filing data as of October 2026.