# Golconda Capital Management, LLC

> Golconda Capital Management, LLC is a state-registered investment advisory firm, registered since 2005, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 29, 2025.

- CRD: 132603
- Filed as: GOLCONDA CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: September 29, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/132603
- AdvisorCensus page: https://advisorcensus.com/firm/golconda-capital-management-llc-132603

## Quick answers

**How is Golconda Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Golconda Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.

**Is Golconda Capital Management, LLC registered with the SEC or a state?**
Golconda Capital Management, LLC is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 132603.

**How much does Golconda Capital Management, LLC manage?**
Golconda Capital Management, LLC reports $2,500,000 in regulatory assets under management in its Form ADV filing dated September 29, 2025 (100% discretionary).

**What types of clients does Golconda Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4); high net worth individuals (1).

**Does Golconda Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/132603

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,500,000
- Discretionary: $2,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $1,000,000 |
| High net worth individuals | 1 | $1,500,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2005 (21 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- golcondacapitalmanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Golconda Capital Management, LLC (CRD 132603): Form ADV filing data as of October 2026.