{
  "crd_number": 283394,
  "slug": "goehring-and-rozencwajg-associates-llc-new-york-ny-283394",
  "primary_business_name": "GOEHRING & ROZENCWAJG ASSOCIATES, LLC",
  "legal_name": "GOEHRING & ROZENCWAJG ASSOCIATES, LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-05-23",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-05-04",
  "carried_forward": false,
  "raum_total": 1514632680.0,
  "raum_discretionary": 1514632680.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 6,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 443630343.0,
      "count": null,
      "description": "IRISH UCITS FUND, UK FEEDER FUND TO IRISH UCITS, AUSTRALIA REGISTERED TRUST, SPANISH REGISTERED FUND OF FUNDS",
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 764423311.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 13757189.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 5281523.0,
      "count": 3
    },
    "corporations_other_businesses": {
      "raum": 126721336.0,
      "count": null,
      "fewer_than_5": true
    },
    "sovereign_wealth_foreign_official": {
      "raum": 160818978.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://gorozen.com",
    "https://gr-funds.com",
    "https://linkedin.com/company/goehring-&-rozencwajg-associates-llc",
    "https://twitter.com/go_rozen"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283394",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/goehring-and-rozencwajg-associates-llc-new-york-ny-283394",
  "display_name": "Goehring & Rozencwajg Associates, LLC",
  "summary": "Goehring & Rozencwajg Associates, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 4, 2026.",
  "citation": "AdvisorCensus. Goehring & Rozencwajg Associates, LLC (CRD 283394): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Goehring & Rozencwajg Associates, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Goehring & Rozencwajg Associates, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Goehring & Rozencwajg Associates, LLC located?",
      "a": "Goehring & Rozencwajg Associates, LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Goehring & Rozencwajg Associates, LLC registered with the SEC or a state?",
      "a": "Goehring & Rozencwajg Associates, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283394."
    },
    {
      "q": "How much does Goehring & Rozencwajg Associates, LLC manage?",
      "a": "Goehring & Rozencwajg Associates, LLC reports $1,514,632,680 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (100% discretionary)."
    },
    {
      "q": "How have Goehring & Rozencwajg Associates, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Goehring & Rozencwajg Associates, LLC: Regulatory assets under management: $71,922,507 in the October 2021 data and $1,514,632,680 in the October 2026 data, up 2006%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Goehring & Rozencwajg Associates, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); investment companies (1)."
    },
    {
      "q": "Which custodians does Goehring & Rozencwajg Associates, LLC use?",
      "a": "Goehring & Rozencwajg Associates, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon Securities Corporation and Northern Trust Securities, Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Goehring & Rozencwajg Associates, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283394"
    },
    {
      "q": "What changed in Goehring & Rozencwajg Associates, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $726,184,621 to $1,514,632,680 (+109%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 71922507.0,
      "total_employees": 3,
      "filing_date": "2021-03-25"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 243502046.0,
      "total_employees": 5,
      "filing_date": "2022-06-06"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 355564227.0,
      "total_employees": 6,
      "filing_date": "2023-03-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 543776801.0,
      "total_employees": 6,
      "filing_date": "2024-01-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 726184621.0,
      "total_employees": 6,
      "filing_date": "2025-03-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1514632680.0,
      "total_employees": 6,
      "filing_date": "2026-05-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $726,184,621 to $1,514,632,680 (+109%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "BNY Mellon Securities Corporation",
      "name_as_filed": "BNY MELLON SECURITIES CORPORATION",
      "affiliated": false
    },
    {
      "name": "Northern Trust Securities, Inc.",
      "name_as_filed": "NORTHERN TRUST SECURITIES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/goehring-and-rozencwajg-associates-llc-new-york-ny-283394.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 764423311.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 5281523.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 13757189.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 160818978.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 126721336.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 443630343.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283394",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}