# Godfrey Financial Associates, Inc.

> Godfrey Financial Associates, Inc. is an SEC-registered investment advisory firm in Glenmont, NY, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 21, 2026.

- CRD: 126189
- Filed as: GODFREY FINANCIAL ASSOCIATES, INC.
- Also doing business as: GODFREY FINANCIAL ASSOCIATES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Glenmont, NY
- Filing period: October 2026
- Form ADV filing dated: March 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126189
- AdvisorCensus page: https://advisorcensus.com/firm/godfrey-financial-associates-inc-glenmont-ny-126189

## Quick answers

**How is Godfrey Financial Associates, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Godfrey Financial Associates, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Godfrey Financial Associates, Inc. located?**
Godfrey Financial Associates, Inc.'s principal office is in Glenmont, NY, according to its Form ADV.

**Is Godfrey Financial Associates, Inc. registered with the SEC or a state?**
Godfrey Financial Associates, Inc. is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 126189.

**How much does Godfrey Financial Associates, Inc. manage?**
Godfrey Financial Associates, Inc. reports $182,520,893 in regulatory assets under management in its Form ADV filing dated March 21, 2026 (100% discretionary).

**How have Godfrey Financial Associates, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Godfrey Financial Associates, Inc.: Regulatory assets under management: $80,023,950 in the October 2021 data and $182,520,893 in the October 2026 data, up 128%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Godfrey Financial Associates, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (350); high net worth individuals (45).

**Which custodians does Godfrey Financial Associates, Inc. use?**
Godfrey Financial Associates, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Godfrey Financial Associates, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126189

**What changed in Godfrey Financial Associates, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $159,568,214 to $182,520,893 (+14%). Registered or notice-filed in PA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $182,520,893
- Discretionary: $182,520,893
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 350 | $75,840,684 |
| High net worth individuals | 45 | $106,442,373 |
| Charitable organizations | Fewer than 5 | $237,836 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, MA, NH, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- godfreyfinancial.com
- LinkedIn @godfrey-financial-associates-inc.
- LinkedIn @kathleengodfrey
- LinkedIn @ruth-johnson-crpc-665146102
- LinkedIn @tiffany-soricelli-00706026

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $80,023,950 | 3 | February 1, 2021 |
| October 2022 | $101,553,523 | 2 | January 25, 2022 |
| October 2023 | $101,121,433 | 4 | January 24, 2023 |
| October 2024 | $137,460,119 | 4 | May 10, 2024 |
| October 2025 | $159,568,214 | 3 | February 17, 2025 |
| October 2026 | $182,520,893 | 3 | March 21, 2026 |

Regulatory assets under management: $80,023,950 in the October 2021 data and $182,520,893 in the October 2026 data, up 128%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $159,568,214 to $182,520,893 (+14%).
- Registered or notice-filed in PA.

### January 2026
- No longer registered or notice-filed in CA.

### December 2025
- Registered or notice-filed in NH, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Godfrey Financial Associates, Inc. (CRD 126189): Form ADV filing data as of October 2026.