# Globeflex Capital LP

> Globeflex Capital LP is an SEC-registered investment advisory firm in San Diego, CA, registered since 1994, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 106417
- Filed as: GLOBEFLEX CAPITAL LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Diego, CA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106417
- AdvisorCensus page: https://advisorcensus.com/firm/globeflex-capital-lp-san-diego-ca-106417

## Quick answers

**How is Globeflex Capital LP compensated?**
On its Form ADV (Item 5.E, October 2026), Globeflex Capital LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Globeflex Capital LP located?**
Globeflex Capital LP's principal office is in San Diego, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Globeflex Capital LP registered with the SEC or a state?**
Globeflex Capital LP is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 106417.

**How much does Globeflex Capital LP manage?**
Globeflex Capital LP reports $4,595,328,445 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (96% discretionary).

**How have Globeflex Capital LP's assets and staff changed since 2021?**
In the Form ADV data for Globeflex Capital LP: Regulatory assets under management: $3,271,315,829 in the October 2021 data and $4,595,328,445 in the October 2026 data, up 40%. Total employees: 29 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Globeflex Capital LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8); pension and profit sharing plans (but not the plan participants or government pension plans) (5); state or municipal government entities (including government pension plans) (5).

**Which custodians does Globeflex Capital LP use?**
Globeflex Capital LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Bank & Trust Company, The Bank of New York Mellon and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Globeflex Capital LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106417

**What changed in Globeflex Capital LP's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in DE, MA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- State Street Bank & Trust Company
- The Bank of New York Mellon
- The Northern Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $4,595,328,445
- Discretionary: $4,407,687,225
- Non-discretionary: $187,641,220

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $1,470,969,833 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $848,331,623 |
| Charitable organizations | 1 | $15,862,856 |
| State or municipal government entities (including government pension plans) | 5 | $1,796,825,218 |
| Other investment advisers | 1 | $263,927,679 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $198,349,528 |
| Other | 1 | $1,061,708 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1994 (32 years)
- Employees: 26 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Boston, MA

### Websites listed on Form ADV (Item 1.I)
- globeflex.com
- LinkedIn @GLOBEFLEX-CAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,271,315,829 | 29 | March 22, 2021 |
| October 2022 | $3,668,601,978 | 27 | April 13, 2022 |
| October 2023 | $3,759,435,170 | 26 | March 30, 2023 |
| October 2024 | $4,382,705,923 | 26 | March 28, 2024 |
| October 2025 | $4,561,207,454 | 26 | March 31, 2025 |
| October 2026 | $4,595,328,445 | 26 | March 24, 2026 |

Regulatory assets under management: $3,271,315,829 in the October 2021 data and $4,595,328,445 in the October 2026 data, up 40%.
Total employees: 29 in October 2021 and 26 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in DE, MA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Globeflex Capital LP (CRD 106417): Form ADV filing data as of October 2026.