# Globe & Anchor Wealth Management & Financial Planning, LLC

> Globe & Anchor Wealth Management & Financial Planning, LLC is a state-registered investment advisory firm in Walnut Creek, CA, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.

- CRD: 287722
- Filed as: GLOBE & ANCHOR WEALTH MANAGEMENT & FINANCIAL PLANNING, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Walnut Creek, CA
- Filing period: October 2026
- Form ADV filing dated: February 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/287722
- AdvisorCensus page: https://advisorcensus.com/firm/globe-and-anchor-wealth-management-and-financial-planning-llc-walnut-creek-ca-287722

## Quick answers

**How is Globe & Anchor Wealth Management & Financial Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Globe & Anchor Wealth Management & Financial Planning, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Globe & Anchor Wealth Management & Financial Planning, LLC located?**
Globe & Anchor Wealth Management & Financial Planning, LLC's principal office is in Walnut Creek, CA, according to its Form ADV.

**Is Globe & Anchor Wealth Management & Financial Planning, LLC registered with the SEC or a state?**
Globe & Anchor Wealth Management & Financial Planning, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 287722.

**How much does Globe & Anchor Wealth Management & Financial Planning, LLC manage?**
Globe & Anchor Wealth Management & Financial Planning, LLC reports $57,486,727 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (100% discretionary).

**What types of clients does Globe & Anchor Wealth Management & Financial Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (43); high net worth individuals (22).

**Does Globe & Anchor Wealth Management & Financial Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/287722

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $57,486,727
- Discretionary: $57,486,727
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 43 | $17,169,518 |
| High net worth individuals | 22 | $39,694,103 |
| Corporations or other businesses not listed above | Fewer than 5 | $623,106 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [globeandanchorwealth.com](https://globeandanchorwealth.com)
- LinkedIn @globe-anchor-wealth-management-financial-planning-llc
- LinkedIn @frankgavidia

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Globe & Anchor Wealth Management & Financial Planning, LLC (CRD 287722): Form ADV filing data as of October 2026.